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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

BARTON LIRO

Advisor at LPL FINANCIAL LLC

DANVERS, MA | BROOKLINE, MA

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Search this name across graphsid dfx:ria:42f846c7-b49d-3c1b-5e66-8d2ae7b25d7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 2, 2007
First registration: Jul 31, 2008
Dual registered: yes, broker-dealer
Other names: BART LIRO
IAPD individual key: 5042457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 22, 2022	n/a	yes	DANVERS, MA\|BROOKLINE, MA	Current employment
HENDRICKS WEALTH AND ESTATE MANAGEMENT	Independent wealth	Mar 5, 2021	Mar 31, 2023	no	ALGONQUIN, IL	Previous registration
HERO INVESTMENT PLANNERS LLC	Former SEC adviser	Mar 2, 2021	Mar 23, 2023	no	WEST DUNDEE, IL\|Brighton, MA\|BROOKLINE, MA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 2, 2016	Dec 23, 2020	no	WAKEFIELD, MA\|EL SEGUNDO, CA\|BRIGHTON, MA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 15, 2016	Dec 23, 2020	no	WAKEFIELD, MA\|EL SEGUNDO, CA\|BRIGHTON, MA	Previous registration
CETERA INVESTMENT MANAGEMENT LLC	No RAUM reported	Jun 9, 2015	Dec 31, 2017	no	WAKEFIELD, MA	Previous registration
FIRST ALLIED ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 9, 2015	Oct 30, 2015	no	SCOTTSDALE, AZ\|LYNNFIELD, MA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jul 31, 2008	Oct 18, 2016	no	LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HENDRICKS WEALTH AND ESTATE MANAGEMENT	LPL FINANCIAL LLC	Mar 31, 2023	Nov 22, 2022	-129	Firm change after gap	RIA to RIA
HERO INVESTMENT PLANNERS LLC	HENDRICKS WEALTH AND ESTATE MANAGEMENT	Mar 23, 2023	Mar 5, 2021	-748	Firm change after gap	RIA to RIA
CETERA ADVISOR NETWORKS LLC	CETERA ADVISORS LLC	Dec 23, 2020	Dec 2, 2016	-1,482	Channel change	Other
CETERA ADVISORS LLC	HERO INVESTMENT PLANNERS LLC	Dec 23, 2020	Mar 2, 2021	69	Firm change	Ibd to new firm
CETERA INVESTMENT MANAGEMENT LLC	CETERA ADVISOR NETWORKS LLC	Dec 31, 2017	Nov 15, 2016	-411	Channel change	Other
INVESTORS CAPITAL ADVISORY	FIRST ALLIED ASSET MANAGEMENT, INC.	Oct 18, 2016	Mar 9, 2015	-589	Firm change after gap	Other
FIRST ALLIED ASSET MANAGEMENT, INC.	CETERA INVESTMENT MANAGEMENT LLC	Oct 30, 2015	Jun 9, 2015	-143	Firm change after gap	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 22, 2022 to presentfactForm ADV
→ HENDRICKS WEALTH AND ESTATE MANAGEMENTRegistered adviserregistration: previous registration
Mar 5, 2021 to Mar 31, 2023factForm ADV
→ HERO INVESTMENT PLANNERS LLCRegistered adviserregistration: previous registration
Mar 2, 2021 to Mar 23, 2023factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 2, 2016 to Dec 23, 2020factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 15, 2016 to Dec 23, 2020factForm ADV
→ CETERA INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 9, 2015 to Dec 31, 2017factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jul 31, 2008 to Oct 18, 2016factForm ADV
→ FIRST ALLIED ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 9, 2015 to Oct 30, 2015factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
Barton Liro left Hendricks Wealth And Estate Management for Lpl Financial Llc (registered 2022-11-22)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Advisor changed firm
Barton Liro left Hero Investment Planners Llc for Hendricks Wealth And Estate Management (registered 2021-03-05)
Form ADVobserved 6 days ago