DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Barton Liro

LPL Financial LLCBD affiliatedDanvers, Ma dual registrantIAPD 5042457

Feed of 09/14/2026

Also filed as Bart Liro

At current firm

3 y

since Nov 22, 2022

In the industry

19 y

since Oct 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 22, 2022 · Danvers, Ma
Hendricks Wealth And Estate Management independent RIA
Mar 5, 2021 to Mar 31, 2023 · Algonquin, Il
Hero Investment Planners LLC former
Mar 2, 2021 to Mar 23, 2023 · West Dundee, Il
Cetera Advisors LLC former
Dec 2, 2016 to Dec 23, 2020 · Wakefield, Ma
Cetera Advisor Networks LLC former
Nov 15, 2016 to Dec 23, 2020 · Wakefield, Ma
Cetera Investment Management LLC no RAUM
Jun 9, 2015 to Dec 31, 2017 · Wakefield, Ma
First Allied Asset Management, Inc. former
Mar 9, 2015 to Oct 30, 2015 · Scottsdale, Az
Investors Capital Advisory former
Jul 31, 2008 to Oct 18, 2016 · Lynnfield, Ma

Moves

a registration end followed by a registration begin elsewhere

Hendricks Wealth And Estate Management to LPL Financial LLC
left Mar 31, 2023, registered Nov 22, 2022 (-129 days) · RIA to RIA
Hero Investment Planners LLC to Hendricks Wealth And Estate Management
left Mar 23, 2023, registered Mar 5, 2021 (-748 days) · RIA to RIA
Cetera Advisor Networks LLC to Cetera Advisors LLC
left Dec 23, 2020, registered Dec 2, 2016 (-1482 days) · channel change inside one enterprise, not a move
Cetera Advisors LLC to Hero Investment Planners LLC
left Dec 23, 2020, registered Mar 2, 2021 (69 days) · Affiliated broker-dealer or bank to a newly registered adviser
Cetera Investment Management LLC to Cetera Advisor Networks LLC
left Dec 31, 2017, registered Nov 15, 2016 (-411 days) · channel change inside one enterprise, not a move
Investors Capital Advisory to First Allied Asset Management, Inc.
left Oct 18, 2016, registered Mar 9, 2015 (-589 days) · Other
First Allied Asset Management, Inc. to Cetera Investment Management LLC
left Oct 30, 2015, registered Jun 9, 2015 (-143 days) · Other

Signals

Barton Liro left Hendricks Wealth And Estate Management for Lpl Financial Llc (registered 2022-11-22)
Mar 31, 2023 · Advisor changed firm · fact
Barton Liro left Hero Investment Planners Llc for Hendricks Wealth And Estate Management (registered 2021-03-05)
Mar 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address