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CRD 311962
WEST DUNDEE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LIRO, BARTON | MANAGING MEMBER | E | yes | 01/2021 | Dec 1, 2020 | Sep 28, 2022 |
| LIRO, BARTON | CO-FOUNDER | Na | yes | 03/2021 | Dec 1, 2020 | Sep 28, 2022 |
| OHANA WEALTH MANAGEMENT, LLC | Owner | E | yes | 01/2021 | Jan 19, 2021 | Sep 28, 2022 |
| HENDRICKS, SEAN, MICHAEL | CHIEF COMPLIANCE OFFICER | Na | no | 12/2020 | Dec 1, 2020 | Sep 28, 2022 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 23, 2022 | $2.2M | $2.2M | 5 | 4 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $2.2M | n/a | n/a | n/a | n/a | 5 | n/a | 1 | n/a |