DFX Intelligence

C••••••••• C•••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

C••••••••• C•••••• K•••••••••

Advisor at I••••••••• W••••• A•••••••• L••

Independence, OH

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Search this name across graphsid dfx:ria:43286785-349d-7d5c-1263-1c6441c40ae5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• A•••••••• L••	Independent wealth	Dec 5, 2019	n/a	yes	Independence, OH	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Apr 24, 2018	Apr 9, 2020	no	Independence, OH\|CORNELIUS, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• M•••••••••	I••••••••• W••••• A•••••••• L••	Apr 9, 2020	Dec 5, 2019	-126	Firm change after gap	RIA to RIA
S•••••••• W••••• P•••••••• L•••	A•••••••• C•••••• M•••••••••	Apr 19, 2018	Apr 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
157423:306236:NC:2020-04-09	Apr 9, 2020	Dec 5, 2019	CORNELIUS, NC	Firm change after gap

Relationships

Registered with (6)

→ I••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Dec 5, 2019 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 24, 2018 to Apr 9, 2020factForm ADV
→ S•••••••• W••••• P•••••••• L•••Registered adviserregistration: previous registration
May 11, 2011 to Apr 19, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43286785-349d-7d5c-1263-1c6441c40ae5
First observed: Jan 14, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.