DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• C•••••• K•••••••••

I••••••••• W••••• A•••••••• L••independent RIAIndependence, OhIA-onlyIAPD 4707675

Feed of 09/14/2026

Also filed as C••••••••• C K•••••••••

At current firm

6 y

since Dec 5, 2019

In the industry

21 y

since Oct 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Presidentreportediwadirect.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

I••••••••• W••••• A•••••••• L•• independent RIA current
since Dec 5, 2019 · Independence, Oh
A•••••••• C•••••• M••••••••• independent RIA
Apr 24, 2018 to Apr 9, 2020 · Independence, Oh
S•••••••• W••••• P•••••••• L••• independent RIA
May 11, 2011 to Apr 19, 2018 · I•••••••••, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 18, 2010 to May 3, 2011 · Hudson, Oh
N•••• F•••••••• S•••••••• L•• unclassified
Oct 29, 2009 to Nov 4, 2010 · Hinckley, Oh
S•• BD affiliated
Jan 14, 2009 to Oct 30, 2009 · Seven Hills, Oh

Moves

a registration end followed by a registration begin elsewhere

A•••••••• C•••••• M••••••••• to I••••••••• W••••• A•••••••• L••
left Apr 9, 2020, registered Dec 5, 2019 (-126 days) · RIA to RIA · moved with a team
S•••••••• W••••• P•••••••• L••• to A•••••••• C•••••• M•••••••••
left Apr 19, 2018, registered Apr 24, 2018 (5 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• W••••• P•••••••• L•••
left May 3, 2011, registered May 11, 2011 (8 days) · Other
N•••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 4, 2010, registered Nov 18, 2010 (14 days) · Other
S•• to N•••• F•••••••• S•••••••• L••
left Oct 30, 2009, registered Oct 29, 2009 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address