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Advisor at SPECTRUM ADVISORS, INC.
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPECTRUM ADVISORS, INC. | Independent wealth | Feb 1, 1999 | n/a | yes | PLANO, TX | Current employment |
| SPECTRUM STRATEGIES, L.L.C. | State registered | May 30, 1989 | Nov 29, 2006 | no | ADDISON, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 30, 1989 | Nov 28, 2006 | no | ADDISON, TX|ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECTRUM STRATEGIES, L.L.C. | SPECTRUM ADVISORS, INC. | Nov 29, 2006 | Feb 1, 1999 | -2,858 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | SPECTRUM STRATEGIES, L.L.C. | Nov 28, 2006 | May 30, 1989 | -6,391 | Firm change after gap | Other |