RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• M•••••• R••••••
- S••••••• A•••••••• I••• independent RIA currentsince Feb 1, 1999 · Plano, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 30, 1989 to Nov 28, 2006 · Addison, Tx
- S••••••• S••••••••• L••••• state registeredMay 30, 1989 to Nov 29, 2006 · Addison, Tx
- S••••••• S••••••••• L••••• to S••••••• A•••••••• I•••left Nov 29, 2006, registered Feb 1, 1999 (-2858 days) · Other
- M•• I•••••••• S•••••••• L•• to S••••••• S••••••••• L•••••left Nov 28, 2006, registered May 30, 1989 (-6391 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address