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K•••• D•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

K•••• D•••• J••••••

Advisor at I••••••• P•••••••• L••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:434deae4-13f3-8a90-11ee-a6554ba5105c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• P•••••••• L••	Independent wealth	Jan 6, 2015	n/a	yes	ALPHARETTA, GA	Current employment
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Mar 30, 2010	Dec 31, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	I••••••• P•••••••• L••	Dec 31, 2015	Jan 6, 2015	-359	Firm change after gap	Other
E•• F•••••••• A•••••••	B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Mar 31, 2010

Relationships

Registered with (3)

→ I••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 6, 2015 to presentfactForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2010 to Dec 31, 2015factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 20, 2003 to Mar 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:434deae4-13f3-8a90-11ee-a6554ba5105c
First observed: Mar 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.