DFX Intelligence

C•••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

C•••••••• M••••••••• L•••

CRD 122711

FORT WORTH, TX

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Search this name across graphsid dfx:ria:544f1b03-c6b4-2a73-1c29-13895956daaf

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 172
Dated events: 4
On other graphs: 3
Observed: Mar 30, 2012 to Aug 28, 2026
61 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• M••••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••••• M••••••••• L•••

Capital provider to sponsors · shared crd

Private Creditidentity

C•••••••• M••••••••• L•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.41 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $23B••• Locked
Discretionary RAUM: $23B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $23Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••••• K••••• B••••••	n/a	FORT WORTH, TX	23	30	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• S••••• M•••••• S•• • P••• S•	Hedge Fund	$3.2B	Nov 27, 2024	51	Mar 1, 2018	reported	021-265665
C•••••••• S••••• P••••••• M•••••• L•••	Hedge Fund	$2.0B	Nov 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• D••••••• K•••••	LIMITED PARTNER/CEO/PRESIDENT	B	yes	01/1998	Mar 30, 2012	Nov 27, 2024
B••••••• D••••••• K•••••	SOLE SHAREHOLDER	E	yes	12/1997	Mar 30, 2012	Nov 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• D••••• C•••••• L••	n/a	Former SEC adviser	$2.6B	Y	yes	n/a
C• A••••• G•	n/a	n/a	n/a	N	yes	n/a
C• D•••••• I• G•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	19	no
Toronto	n/a	Canada	7	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$20B	9.8%	$21B	2.6%	195	176	3	3

Relationships

showing 80 of 172

Affiliated with (4)

→ C•••••••• D••••• C••••••• L•••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← S•••••TX CAPITAL, L.P.Registered adviserother investment adviser, bank, control, common control
factForm ADV
← C•••••••• D••••• C••••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← RESTORATION CAPITAL MANAGEMENT LLC

Dated events

Occurred
May 30, 2024
Control person joined
E William Palmer (Limited Partner) appeared on Schedule A of C•••••••• M••••••••• L•••
Form ADVobserved 7 days ago
Occurred
Aug 27, 2021
Control person joined
Bf David Philipp (Partner) appeared on Schedule A of C•••••••• M••••••••• L•••
Form ADVobserved 7 days ago
Occurred
Feb 28, 2020
Control person joined
Batton Frank Jordan (Partner) appeared on Schedule A of C•••••••• M••••••••• L•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:544f1b03-c6b4-2a73-1c29-13895956daaf
First observed: Mar 30, 2012
Last observed: Aug 28, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.