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Advisor at LPL FINANCIAL LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 24, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2009 | Dec 26, 2025 | no | MORTON GROVE, IL|CHICAGO, IL|NORTHBROOK, IL|SKOKIE, IL|NORTHBROOK, IL|EVANSTON, IL|MORTON GROVE, IL|SKOKIE, IL|BARRINGTON, IL|VERNON HILLS, IL|LAKE ZURICH, IL|BARRINGTON, IL|NORTHBROOK, IL|BARRINGTON, IL|CHICAGO, IL|DALLAS, TX|CHICAGO, IL|FRISCO, TX|BOSTON, MA|BOSTON, MA|ISELIN, NJ|NEWPORT BEACH, CA|FRISCO, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 24, 2008 | Apr 3, 2009 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 23, 2006 | Oct 11, 2007 | no | CHICAGO, IL|ROSEMONT, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Dec 26, 2025 | Aug 24, 2026 | 241 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 3, 2009 | Sep 22, 2009 | 172 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 11, 2007 | Oct 24, 2008 | 379 | Firm change | Other |