DFX Intelligence

S•••• M••••• Y•••• W••••• S•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S•••• M••••• Y•••• W••••• S•••••••••

PRIVATE WEALTH S•••••••••, L.L.C., CRD 298682

NEW ALBANY, OH

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Search this name across graphsid dfx:ria:4396a78c-d02b-a6b4-8199-c0876878e551

Data as of Mar 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 1
Observed: Sep 7, 2018 to Mar 20, 2024
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

S•••• M••••• Y•••• W••••• S•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $615M••• Locked
Discretionary RAUM: $590M
Private client RAUM: $593Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••• H•••••••• I••	Owner	C	yes	08/2018	Sep 7, 2018	Mar 20, 2024
L•••• D• S•••• • A•••••••••	Owner	C	yes	08/2018	Sep 7, 2018	Mar 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$615M	$526M	16.9%	$489M	8.0%	10	10	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•••	3	Nov 13, 2024	Oct 10, 2024	NEW ALBANY, OH	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• A•••••••	3	Oct 4, 2024	Oct 16, 2018	WORTHINGTON, OH	Team lift out	Ibd to RIA	0.4%

Relationships

Affiliated with (2)

← C•••••• A•••••••Registered adviserother investment adviser
factForm ADV
← L•••••• I•••••••••Registered adviserother investment adviser
factForm ADV

Controls (6)

← M•••••• J••• R•••OwnerOWNER, ownership code E, individual
Sep 7, 2018 to presentfactForm ADV
← Y••••• M••••• C•OwnerPRESIDENT AND SHAREHOLDER, ownership code E, individual

Dated events

Occurred
Nov 13, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 13, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4396a78c-d02b-a6b4-8199-c0876878e551
First observed: Sep 7, 2018
Last observed: Mar 20, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.