DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Shore Morgan Young Wealth Strategies

Former SEC-registered adviserNew Albany, OhioCRD 298682SEC 801-114104IAPD
Legal name Private Wealth Strategies, L.L.C.
Latest filing Mar 20, 2024
First filing on the tape Sep 7, 2018 · 34 filings
RAUM
$615M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$593M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$615M as of Mar 20, 2024
Feb 12, 2019$304M then
HNW client RAUM$536M as of Mar 20, 2024
Feb 12, 2019$268M then
State-registered IARs (5.B.3)5 as of Mar 20, 2024
Feb 12, 20195 then
Employees (5.A)10 as of Mar 20, 2024
Feb 12, 201912 then
Private funds: no history
RAUM +17% over the last fiscal year+8.0% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 20, 2024; every figure names its basis
RAUM per advisor
$123MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
94derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$491,647derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.7%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
Wrap fee program
$596MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$536M87%
  • Individuals$57.6M9.4%
  • Pension and profit-sharing plans$11.0M1.8%
  • Corporations and businesses$10.4M1.7%
  • Charitable organizations$518,2780.1%
Individual clients
227reported
HNW clients
243reported
Pension plan clients
13reported
Charitable clients
3reported
Accounts
1,251reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
  • 3 left for Lido
    Nov 13, 2024 · New Albany, Oh · Firm absorbed
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Christopher Adam Osterling · Chief Compliance Officercontrol
    since 09/2018 · owns less than 5%
  • Ryan Jon Morgan · Ownercontrol
    since 08/2018 · owns 75% or more of Jomo Holdings, Inc
  • Dorian Lewis Shore · Ownercontrol
    since 08/2018 · owns 75% or more of Lewis D Shore & Associates
  • C Marya Young · President And Shareholdercontrol
    since 08/2018 · owns 75% or more of Barakat Holdings, Inc
Entity owners
  • Jomo Holdings, Inc · Owner
    direct · owns 25% to 50%
  • Lewis D Shore & Associates · Owner
    direct · owns 25% to 50%
  • Barakat Holdings, Inc · Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Shore Morgan Young Wealth Strategies as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New Albany, Oh · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,287 to 1,251
    Oct 13, 2023 to Mar 20, 2024
  • HNW clients · 245 to 243
    Oct 13, 2023 to Mar 20, 2024
  • Individual clients · 217 to 227
    Oct 13, 2023 to Mar 20, 2024
  • Financial planning clients · 26-50 to 251-500
    Oct 13, 2023 to Mar 20, 2024
  • Discretionary RAUM · $508M to $590M
    Oct 13, 2023 to Mar 20, 2024
  • HNW RAUM · $453M to $536M
    Oct 13, 2023 to Mar 20, 2024
  • Individual RAUM · $57.0M to $57.6M
    Oct 13, 2023 to Mar 20, 2024
  • Non-discretionary RAUM · $18.5M to $25.1M
    Oct 13, 2023 to Mar 20, 2024
  • Pension RAUM · $8.8M to $11.0M
    Oct 13, 2023 to Mar 20, 2024
  • RAUM · $526M to $615M
    Oct 13, 2023 to Mar 20, 2024
  • HQ city · WORTHINGTON to NEW ALBANY
    Aug 15, 2023 to Aug 16, 2023
  • Accounts · 1,217 to 1,287
    Jul 20, 2022 to Feb 14, 2023
  • Corporate clients · 24 to 19
    Jul 20, 2022 to Feb 14, 2023
  • HNW clients · 240 to 245
    Jul 20, 2022 to Feb 14, 2023
  • Individual clients · 174 to 217
    Jul 20, 2022 to Feb 14, 2023
  • Pension plan clients · 40 to 13
    Jul 20, 2022 to Feb 14, 2023
  • Financial planning clients · 11-25 to 26-50
    Jul 20, 2022 to Feb 14, 2023
  • Discretionary RAUM · $579M to $508M
    Jul 20, 2022 to Feb 14, 2023
  • HNW RAUM · $510M to $453M
    Jul 20, 2022 to Feb 14, 2023
  • Individual RAUM · $47.1M to $57.0M
    Jul 20, 2022 to Feb 14, 2023
  • Non-discretionary RAUM · $13.3M to $18.5M
    Jul 20, 2022 to Feb 14, 2023
  • Pension RAUM · $18.8M to $8.8M
    Jul 20, 2022 to Feb 14, 2023
  • RAUM · $593M to $526M
    Jul 20, 2022 to Feb 14, 2023
  • Employees · 13 to 10
    Jan 25, 2022 to Jul 20, 2022
  • Accounts · 1,163 to 1,217
    Jan 14, 2022 to Jan 25, 2022
  • Corporate clients · 23 to 24
    Jan 14, 2022 to Jan 25, 2022
  • HNW clients · 237 to 240
    Jan 14, 2022 to Jan 25, 2022
  • Individual clients · 165 to 174
    Jan 14, 2022 to Jan 25, 2022
  • Pension plan clients · 25 to 40
    Jan 14, 2022 to Jan 25, 2022
  • Discretionary RAUM · $483M to $579M
    Jan 14, 2022 to Jan 25, 2022
  • HNW RAUM · $432M to $510M
    Jan 14, 2022 to Jan 25, 2022
  • Individual RAUM · $39.4M to $47.1M
    Jan 14, 2022 to Jan 25, 2022
  • Non-discretionary RAUM · $5.5M to $13.3M
    Jan 14, 2022 to Jan 25, 2022
  • Pension RAUM · $9.6M to $18.8M
    Jan 14, 2022 to Jan 25, 2022
  • RAUM · $489M to $593M
    Jan 14, 2022 to Jan 25, 2022
  • Employees · 14 to 13
    Jul 19, 2021 to Jan 14, 2022
  • Accounts · 1,065 to 1,163
    Jan 21, 2021 to Jan 28, 2021
  • Charity clients · 2 to 3
    Jan 21, 2021 to Jan 28, 2021
  • Corporate clients · 21 to 23
    Jan 21, 2021 to Jan 28, 2021
  • HNW clients · 227 to 237
    Jan 21, 2021 to Jan 28, 2021
Signals
7 dated events
  • Marya Changizi Young left Shore Morgan Young Wealth Strategies for Lido (registered 2024-10-10)
    Nov 13, 2024 · Advisor changed firm · fact
  • Lewis Dorian Shore left Shore Morgan Young Wealth Strategies for Lido (registered 2024-10-10)
    Nov 13, 2024 · Advisor changed firm · fact
  • Jon Ryan Morgan left Shore Morgan Young Wealth Strategies for Lido (registered 2024-10-10)
    Nov 13, 2024 · Advisor changed firm · fact
  • Shore Morgan Young Wealth Strategies's advisors moved to Lido (New Albany, OH): 3 of 3 registered, on the same day
    Nov 13, 2024 · Firm absorbed (people side) · derived
  • 3 advisors left Capital Analysts (Worthington, OH) for Shore Morgan Young Wealth Strategies on the same day
    Oct 4, 2024 · Team lift-out · derived
  • Shore Morgan Young Wealth Strategies reported RAUM $455.8M, up 50% from $304.3M (2020-01-07 to 2020-03-27)
    Mar 27, 2020 · RAUM change · derived
  • Private Wealth Strategies, L.L.C. filed its initial SEC registration (Form ADV)
    Sep 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026