DFX Intelligence

A••••• N••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A••••• N••••• R••••

Advisor at A• W••••• M••••••••• L••

Tampa, FL

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Search this name across graphsid dfx:ria:43971994-f49d-25b2-2e13-1df47bed3887

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Sep 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Dec 23, 2025	n/a	yes	Tampa, FL	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jun 16, 2025	Nov 18, 2025	no	TAMPA, FL\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	A• W••••• M••••••••• L••	Nov 18, 2025	Dec 23, 2025	35	Firm change	RIA to ibd
O•••• W•••••• I•••	F••••••••• I••••••••• A••••••• L••	May 16, 2025	Jun 16, 2025

Relationships

Registered with (7)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 16, 2025 to Nov 18, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to May 16, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43971994-f49d-25b2-2e13-1df47bed3887
First observed: Sep 20, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.