DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Nathan Rojas

Ae Wealth Management, LLCBD affiliatedTampa, FlIA-onlyIAPD 7001259

Feed of 09/14/2026

Also filed as Andrew N Rojas

At current firm

0 y

since Dec 23, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ae Wealth Management, LLC BD affiliated current
since Dec 23, 2025 · Tampa, Fl
Foundations Investment Advisors LLC independent RIA
Jun 16, 2025 to Nov 18, 2025 · Tampa, Fl
Osaic Wealth, Inc. BD affiliated
Jun 14, 2024 to May 16, 2025 · Lakeland, Fl
Securities America Advisors, Inc. former
Jul 12, 2023 to Jun 14, 2024 · Tampa, Fl
Sequent Planning, LLC independent RIA
Jan 31, 2023 to Jun 30, 2023 · Omaha, Ne
Scottsdale Wealth Advisory LLC state registered
Aug 22, 2022 to Jan 23, 2023 · Paradise Valley, Az
Securities America Advisors, Inc. former
Jan 8, 2021 to Jul 28, 2022 · Omaha, Ne
Mutual Of Omaha Investor Services, Inc. independent RIA
Sep 20, 2019 to Dec 21, 2020 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Foundations Investment Advisors LLC to Ae Wealth Management, LLC
left Nov 18, 2025, registered Dec 23, 2025 (35 days) · RIA to affiliated broker-dealer or bank
Osaic Wealth, Inc. to Foundations Investment Advisors LLC
left May 16, 2025, registered Jun 16, 2025 (31 days) · Affiliated broker-dealer or bank to independent RIA
Securities America Advisors, Inc. to Osaic Wealth, Inc.
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Sequent Planning, LLC to Securities America Advisors, Inc.
left Jun 30, 2023, registered Jul 12, 2023 (12 days) · RIA to affiliated broker-dealer or bank
Scottsdale Wealth Advisory LLC to Sequent Planning, LLC
left Jan 23, 2023, registered Jan 31, 2023 (8 days) · Other
Securities America Advisors, Inc. to Scottsdale Wealth Advisory LLC
left Jul 28, 2022, registered Aug 22, 2022 (25 days) · Affiliated broker-dealer or bank to a state-registered adviser
Mutual Of Omaha Investor Services, Inc. to Securities America Advisors, Inc.
left Dec 21, 2020, registered Jan 8, 2021 (18 days) · Other

Signals

Andrew Nathan Rojas left Foundations Investment Advisors Llc for Ae Wealth Management, Llc (registered 2025-12-23)
Nov 18, 2025 · Advisor changed firm · fact
Andrew Nathan Rojas left Osaic Wealth, Inc. for Foundations Investment Advisors Llc (registered 2025-06-16)
May 16, 2025 · Advisor changed firm · fact
Andrew Nathan Rojas left Sequent Planning, Llc for Securities America Advisors, Inc. (registered 2023-07-12)
Jun 30, 2023 · Advisor changed firm · fact
Andrew Nathan Rojas left Scottsdale Wealth Advisory Llc for Sequent Planning, Llc (registered 2023-01-31)
Jan 23, 2023 · Advisor changed firm · fact
Andrew Nathan Rojas left Securities America Advisors, Inc. for Scottsdale Wealth Advisory Llc (registered 2022-08-22)
Jul 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address