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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

WILLIAM MCCONVILLE

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

New York, NY

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Search this name across graphsid dfx:ria:b6513274-7173-468d-8530-5ece5f73bcaa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 10, 2001
First registration: Sep 17, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4391443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 5, 2025	n/a	yes	New York, NY	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Oct 19, 2023	May 16, 2025	no	NEW YORK, NY\|Melville, NY	Previous registration
QUINT CAPITAL MANAGEMENT	Mixed wealth	Mar 21, 2022	Oct 20, 2023	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	May 31, 2019	Sep 30, 2019	no	PORT SAINT LUCIE, FL\|WOODBURY, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 4, 2015	Jun 4, 2019	no	PALM BEACH GARDENS, FL\|BOCA RATON, FL\|WEST PALM BEACH, FL\|PALM BEACH, FL\|PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 25, 2012	Nov 3, 2015	no	STUART, FL\|JENSEN BEACH, FL\|JENSEN BEACH, FL\|PORT ST. LUCIE, FL\|STUART, FL\|STUART, FL\|PORT ST. LUCIE, FL\|PALM CITY, FL\|PORT ST. LUCIE, FL\|PORT ST. LUCIE, FL\|STUART, FL\|PORT ST. LUCIE, FL\|STUART, FL\|PORT ST. LUCIE, FL\|PORT ST. LUCIE, FL\|PORT ST. LUCIE, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 8, 2010	Sep 10, 2012	no	VERO BEACH, FL\|VERO BEACH, FL\|PORT ST. LUCIE, FL\|PORT ST LUCIE, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 23, 2010	no	Vero Beach, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 17, 2008	Jun 1, 2009	no	STUART, FL\|VERO BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 16, 2025	May 5, 2025	-11	Firm change	Ibd to ibd
QUINT CAPITAL MANAGEMENT	TD PRIVATE CLIENT WEALTH LLC	Oct 20, 2023	Oct 19, 2023	-1	Firm change	RIA to ibd
VANDERBILT ADVISORY SERVICES	QUINT CAPITAL MANAGEMENT	Sep 30, 2019	Mar 21, 2022	903	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	VANDERBILT ADVISORY SERVICES	Jun 4, 2019	May 31, 2019	-4	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Nov 3, 2015	Nov 4, 2015	1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	PNC WEALTH MANAGEMENT	Sep 10, 2012	Sep 25, 2012	15	Firm change	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Aug 23, 2010	Sep 8, 2010	16	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (9)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Oct 19, 2023 to May 16, 2025factForm ADV
→ QUINT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Mar 21, 2022 to Oct 20, 2023factForm ADV
→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: previous registration
May 31, 2019 to Sep 30, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 4, 2015 to Jun 4, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 25, 2012 to Nov 3, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 8, 2010 to Sep 10, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 23, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 17, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
May 16, 2025
Advisor changed firm
William Mcconville left Td Private Client Wealth Llc for Ameriprise Financial Services, Llc (registered 2025-05-05)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2023
Advisor changed firm
William Mcconville left Quint Capital Management for Td Private Client Wealth Llc (registered 2023-10-19)
Form ADVobserved 5 days ago