DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• F•••••••• F••••••

A••• A••••••• P•••••••BD affiliatedNew York, Ny IA-onlyIAPD 5917547

Feed of 09/14/2026

Also filed as J••••• F••••••

At current firm

1 y

since Dec 9, 2024

In the industry

15 y

since Jul 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••• A••••••• P••••••• BD affiliated current
since Dec 9, 2024 · New York, Ny
J••• 1•••• L•• former
Sep 24, 2024 to Dec 3, 2024 · Littleton, Co
C••••• former
May 27, 2021 to Mar 26, 2025 · Littleton, Co
E•••••••• A•••••••• L•• national BD
Jan 8, 2019 to May 12, 2021 · Lakewood, Co
C••••• former
Apr 28, 2017 to Jan 10, 2019 · Littleton, Co
E•••••••• A•••••••• L•• national BD
Dec 9, 2011 to Apr 12, 2017 · Parker, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• to J••• 1•••• L••
left Mar 26, 2025, registered Sep 24, 2024 (-183 days) · RIA to a newly registered adviser
J••• 1•••• L•• to A••• A••••••• P•••••••
left Dec 3, 2024, registered Dec 9, 2024 (6 days) · Other
E•••••••• A•••••••• L•• to C•••••
left May 12, 2021, registered May 27, 2021 (15 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C••••• to E•••••••• A•••••••• L••
left Jan 10, 2019, registered Jan 8, 2019 (-2 days) · RIA to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to C•••••
left Apr 12, 2017, registered Apr 28, 2017 (16 days) · Other

Signals

J••••• F•••••••• F•••••• left Cedrus for J••• 1•••• L•• (registered 2024-09-24)
Mar 26, 2025 · Advisor changed firm · fact
J••••• F•••••••• F•••••• left J••• 1•••• L•• for A••• A••••••• P••••••• (registered 2024-12-09)
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address