DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• D••• F••••••••
Oviedo, FL | OVIEDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• F••••••••• L•• | State registered | Jan 12, 2026 | n/a | yes | OVIEDO, FL | Current employment |
| F•••• D••• F•••••••• | State registered | Jan 1, 2025 | n/a | yes | Oviedo, FL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• C•••••• M••••••••• L•• | F•••• D••• F•••••••• | Apr 9, 2021 | Jan 1, 2025 | 1,363 | Firm change after gap | RIA to state RIA |
| B•••••••• W••••• A•••••••• L•• | B••••••••• C•••••• M••••••••• L•• | Jan 22, 2020 | Nov 19, 2019 |
| Independent wealth |
| Nov 19, 2019 |
| Apr 9, 2021 |
| no |
| WHEATON, IL|Temecula, CA |
| Previous registration |
| B•••••••• W••••• A•••••••• L•• | n/a | Jan 31, 2018 | Jan 22, 2020 | no | Temecula, CA|Temecula, CA | Previous registration |
| B•••••••• W••••• A•••••••• L•• | n/a | Mar 8, 2016 | Dec 31, 2017 | no | Temecula, CA|TEMECULA, CA | Previous registration |
| M••••• G••••• A••••••• I••• | Independent wealth | Nov 25, 2014 | Aug 25, 2015 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| A•••••• C•••••• M••••••••• L•• | n/a | May 10, 2006 | Dec 31, 2011 | no | CHESTER SPRINGS, PA | Previous registration |
| F••••• I••••••••• | Independent wealth | Apr 9, 2002 | Feb 10, 2006 | no | CHESTER SPRINGS, PA | Previous registration |
| -64 |
| Firm change after gap |
| Other |
| M••••• G••••• A••••••• I••• | B•••••••• W••••• A•••••••• L•• | Aug 25, 2015 | Mar 8, 2016 | 196 | Firm change | Other |
| A•••••• C•••••• M••••••••• L•• | M••••• G••••• A••••••• I••• | Dec 31, 2011 | Nov 25, 2014 | 1,060 | Firm change after gap | Other |
| F••••• I••••••••• | A•••••• C•••••• M••••••••• L•• | Feb 10, 2006 | May 10, 2006 | 89 | Firm change | Other |