RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••• V•••••••
- R•••••• F••••••••• L•• state registered currentsince Jan 12, 2026 · Oviedo, Fl
- F•••• D••• F•••••••• state registered currentsince Jan 1, 2025 · Oviedo, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIANov 19, 2019 to Apr 9, 2021 · Wheaton, Il
- B•••••••• W••••• A•••••••• L•• unclassifiedJan 31, 2018 to Jan 22, 2020 · Temecula, Ca
- B•••••••• W••••• A•••••••• L•• unclassifiedMar 8, 2016 to Dec 31, 2017 · Temecula, Ca
- M••••• G••••• A••••••• I••• independent RIANov 25, 2014 to Aug 25, 2015 · Newport Beach, Ca
- A•••••• C•••••• M••••••••• L•• unclassifiedMay 10, 2006 to Dec 31, 2011 · Chester Springs, Pa
- F••••• I••••••••• independent RIAApr 9, 2002 to Feb 10, 2006 · Chester Springs, Pa
- B••••••••• C•••••• M••••••••• L•• to F•••• D••• F••••••••left Apr 9, 2021, registered Jan 1, 2025 (1363 days) · RIA to a state-registered adviser
- B•••••••• W••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jan 22, 2020, registered Nov 19, 2019 (-64 days) · Other
- M••••• G••••• A••••••• I••• to B•••••••• W••••• A•••••••• L••left Aug 25, 2015, registered Mar 8, 2016 (196 days) · Other
- A•••••• C•••••• M••••••••• L•• to M••••• G••••• A••••••• I•••left Dec 31, 2011, registered Nov 25, 2014 (1060 days) · Other
- F••••• I••••••••• to A•••••• C•••••• M••••••••• L••left Feb 10, 2006, registered May 10, 2006 (89 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address