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D••••• D•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D••••• D•••• B••••••

Advisor at W••••••••• F•••••••• A••••••• C•••

Osprey, FL | BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:43b772aa-e450-a5e9-a593-358df34f4e2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 4, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• F•••••••• A••••••• C•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• F•••••••• A••••••• C•••	Independent wealth	Sep 29, 2010	n/a	yes	Osprey, FL\|BEAVERCREEK, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 5, 2004	Oct 6, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W••••••••• F•••••••• A••••••• C•••	Oct 6, 2010	Sep 29, 2010	-7	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Nov 8, 2004

Relationships

Registered with (3)

→ W••••••••• F•••••••• A••••••• C•••Registered adviserregistration: current employment
Sep 29, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2004 to Oct 6, 2010factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 4, 1998 to Nov 8, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43b772aa-e450-a5e9-a593-358df34f4e2a
First observed: Feb 4, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.