DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•••••••• F•••••••• P•••••••• L••
Latest filing Feb 23, 2026
First filing on the tape Dec 17, 2021 · 12 filings
SEC status approved since Jan 18, 2022
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$188M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$192M as of Feb 23, 2026
Feb 8, 2023$119M then
HNW client RAUM$128M as of Feb 23, 2026
Feb 8, 2023$61.7M then
State-registered IARs (5.B.3)3 as of Feb 23, 2026
Feb 8, 20234 then
Employees (5.A)6 as of Feb 23, 2026
Feb 8, 20237 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $221,500derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $53.0M, 119 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$128M67%
- Individuals$60.4M31%
- Pension and profit-sharing plans$2.6M1.4%
- Charitable organizations$1.0M0.5%
- Corporations and businesses$189,4830.1%
- Individual clients
- 246reported
- HNW clients
- 79reported
- Pension plan clients
- 8reported
- Charitable clients
- 7reported
- Accounts
- 867reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.0M for 119 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••• Y•••••Certified Financial Planner | Alpharetta, Ga | Jan 20, 2022 | 12 y | 1 |
| K•••• C••••••• V••••• | Alpharetta, Ga | Jun 25, 2022 | 42 y | 3 |
| L••• B•••• S•••• | Alpharetta, Ga | Feb 2, 2023 | 31 y | 0 |
| S•••••• J•••• D•••• | Alpharetta, Ga | Sep 16, 2026 | 25 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••••• J•••• D••••• to A• W••••• M••••••••• L••Mar 6, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- S•••••• J•••• D•••• from U•• F•••••••• S••••••• I•••Sep 16, 2026 · Wirehouse to independent RIA
- K•••• C••••••• V••••• from T•••• A•••••••• L••Jun 25, 2022 · Affiliated broker-dealer or bank to independent RIA
- T••••• J••• Y••••• from T•••• A•••••••• L••Jan 20, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• J•••• D••••• from T•••• A•••••••• L••Jan 20, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T•••• A•••••••• L••Jul 1, 2022 · Alpharetta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y•••••• T•••••• J••• · Managing Principal / Ccocontrolsince 01/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 839 to 867Jul 10, 2025 to Feb 23, 2026
- Advisory employees · 2 to 3Jul 10, 2025 to Feb 23, 2026
- Charity clients · 5 to 7Jul 10, 2025 to Feb 23, 2026
- HNW clients · 59 to 79Jul 10, 2025 to Feb 23, 2026
- Individual clients · 260 to 246Jul 10, 2025 to Feb 23, 2026
- Pension plan clients · 6 to 8Jul 10, 2025 to Feb 23, 2026
- Assets in custody · $48.9M to $53.0MJul 10, 2025 to Feb 23, 2026
- Employees · 7 to 6Jul 10, 2025 to Feb 23, 2026
- HQ city · MARIETTA to ALPHARETTAJul 10, 2025 to Feb 23, 2026
- State-registered IARs · 2 to 3Jul 10, 2025 to Feb 23, 2026
- Discretionary RAUM · $164M to $192MJul 10, 2025 to Feb 23, 2026
- HNW RAUM · $95.8M to $128MJul 10, 2025 to Feb 23, 2026
- Individual RAUM · $65.8M to $60.4MJul 10, 2025 to Feb 23, 2026
- Pension RAUM · $1.9M to $2.6MJul 10, 2025 to Feb 23, 2026
- RAUM · $164M to $192MJul 10, 2025 to Feb 23, 2026
- Financial planning clients · 1-10 to 1-10Feb 11, 2025 to Jul 10, 2025
- Accounts · 774 to 839Jan 30, 2024 to Feb 11, 2025
- Advisory employees · 4 to 2Jan 30, 2024 to Feb 11, 2025
- BD registered reps · 4 to 3Jan 30, 2024 to Feb 11, 2025
- HNW clients · 48 to 59Jan 30, 2024 to Feb 11, 2025
- Individual clients · 253 to 260Jan 30, 2024 to Feb 11, 2025
- Pension plan clients · unset to 6.0Jan 30, 2024 to Feb 11, 2025
- Assets in custody · $28.8M to $48.9MJan 30, 2024 to Feb 11, 2025
- State-registered IARs · 4 to 2Jan 30, 2024 to Feb 11, 2025
- Discretionary RAUM · $140M to $164MJan 30, 2024 to Feb 11, 2025
- HNW RAUM · $74.7M to $95.8MJan 30, 2024 to Feb 11, 2025
- Individual RAUM · $64.0M to $65.8MJan 30, 2024 to Feb 11, 2025
- Pension RAUM · $799,131 to $1.9MJan 30, 2024 to Feb 11, 2025
- RAUM · $140M to $164MJan 30, 2024 to Feb 11, 2025
- Accounts · 618 to 774Sep 12, 2023 to Jan 30, 2024
- Advisory activities · 2 to 4Sep 12, 2023 to Jan 30, 2024
- Charity clients · unset to 5.0Sep 12, 2023 to Jan 30, 2024
- HNW clients · 35 to 48Sep 12, 2023 to Jan 30, 2024
- Individual clients · 258 to 253Sep 12, 2023 to Jan 30, 2024
- Assets in custody · $53.5M to $28.8MSep 12, 2023 to Jan 30, 2024
- Financial planning clients · 0 to 1-10Sep 12, 2023 to Jan 30, 2024
- Discretionary RAUM · $119M to $140MSep 12, 2023 to Jan 30, 2024
- HNW RAUM · $61.7M to $74.7MSep 12, 2023 to Jan 30, 2024
- Individual RAUM · $56.9M to $64.0MSep 12, 2023 to Jan 30, 2024
- Pension RAUM · $183,380 to $799,131Sep 12, 2023 to Jan 30, 2024
Signals
4 dated events
- S•••••• J•••• D•••• registered as an investment adviser representative at I•••••••• F•••••••• P•••••••• L••Sep 16, 2026 · Advisor registered · fact
- A••••• J•••• D••••• left I•••••••• F•••••••• P•••••••• L•• for A• W••••• M••••••••• L•• (registered 2024-03-19)Mar 6, 2024 · Advisor changed firm · fact
- 2 advisors left T•••• A•••••••• L•• (Alpharetta, GA) for I•••••••• F•••••••• P•••••••• L•• on the same dayJul 1, 2022 · Team lift-out · derived
- I•••••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Dec 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-971-9141reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/incompassfpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- I••••••••FP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-971-9141reportedpublic record, Form ADV, Feb 23, 2026
- Team page
- i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026