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RIA / WealthAdvisor29 years in industry

JACK S SIH

Advisor at JS ALAN, LLC

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:43c36802-1107-78f6-4a24-192f53326b64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JS ALAN, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 16, 1997
First registration: May 15, 2001
Dual registered: no
Other names: JACK S SIH
IAPD individual key: 2894552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JS ALAN, LLC	State registered	Sep 15, 2025	n/a	yes	BEVERLY HILLS, CA	Current employment
ANCHOR WEALTH MANAGEMENT	n/a	Oct 3, 2007	Nov 24, 2008	no	DIAMOND BAR, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 2, 2006	Sep 4, 2007	no	IRVINE, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Oct 3, 2005	Oct 2, 2006	no	IRVINE, CA\|IRVINE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2001	Oct 3, 2005	no	CITY OF INDUSTRY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANCHOR WEALTH MANAGEMENT	JS ALAN, LLC	Nov 24, 2008	Sep 15, 2025	6,139	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	ANCHOR WEALTH MANAGEMENT	Sep 4, 2007	Oct 3, 2007	29	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CETERA INVESTMENT SERVICES LLC	Oct 2, 2006	Oct 2, 2006	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Oct 3, 2005	Oct 3, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ JS ALAN, LLCRegistered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ ANCHOR WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 3, 2007 to Nov 24, 2008factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 2, 2006 to Sep 4, 2007factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Oct 3, 2005 to Oct 2, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2001 to Oct 3, 2005factForm ADV

Dated events

No dated event names this entity yet.