RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- J• A•••• L•• state registered currentsince Sep 15, 2025 · Beverly Hills, Ca
- A••••• W••••• M••••••••• unclassifiedOct 3, 2007 to Nov 24, 2008 · Diamond Bar, Ca
- C••••• I••••••••• S••••••• L•• formerOct 2, 2006 to Sep 4, 2007 · Irvine, Ca
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 3, 2005 to Oct 2, 2006 · Irvine, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Oct 3, 2005 · City Of Industry, Ca
- A••••• W••••• M••••••••• to J• A•••• L••left Nov 24, 2008, registered Sep 15, 2025 (6139 days) · Other
- C••••• I••••••••• S••••••• L•• to A••••• W••••• M•••••••••left Sep 4, 2007, registered Oct 3, 2007 (29 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to C••••• I••••••••• S••••••• L••left Oct 2, 2006, registered Oct 2, 2006 (0 days) · Other
- W•••• F•••• I••••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Oct 3, 2005, registered Oct 3, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address