This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$162MItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Custody, client assets

$59.8M

SEC number

801-112416

CIK

1726262

CRD

291195

Filings on the tape

15

First filed

Jan 9, 2018

Latest filed

Jul 27, 2026

Organised

Limited Liability Company, DE

Website

gadsdenfunds.com

• Occurred

  Mar 30, 2022
  Control person left

  William James Judge (Chief Compliance Officer) no longer on Schedule A of Gadsden (listed 2021-03-31, absent 2022-03-30)

  Form ADVobserved 5 days ago
• Occurred

  Jan 9, 2018
  First Form ADV filing

  Gadsden filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:43c9e26d-b471-6a50-07ec-7873ed5aa3fd

First observed

Jan 9, 2018

Last observed

Jul 27, 2026 55 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.