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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

JAMES WILLIAM JUDGE

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Jul 21, 2004
First registration: Mar 2, 2011
Dual registered: no
Other names: JAMES JUDGE
IAPD individual key: 4818175

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Jun 24, 2024	n/a	yes	KING OF PRUSSIA, PA	Current employment
Gadsden	Asset manager	Apr 4, 2019	Dec 31, 2019	no	NEWTOWN SQUARE, PA	Previous registration
ALMANACK INVESTMENT PARTNERS	Independent wealth	Mar 4, 2016	Jun 17, 2022	no	NEWTOWN SQUARE, PA	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Mar 20, 2015	Mar 1, 2016	no	WAYNE, PA	Previous registration
GKFO, LLC	Independent wealth	Mar 2, 2011	Feb 4, 2015	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALMANACK INVESTMENT PARTNERS	Gadsden	Jun 17, 2022	Apr 4, 2019	-1,170	Firm change after gap	Other
Gadsden	ETHOS FINANCIAL GROUP, LLC	Dec 31, 2019	Jun 24, 2024	1,637	Firm change after gap	Other
SPIRE WEALTH MANAGEMENT, LLC	ALMANACK INVESTMENT PARTNERS	Mar 1, 2016	Mar 4, 2016	3	Firm change	Other
GKFO, LLC	SPIRE WEALTH MANAGEMENT, LLC	Feb 4, 2015	Mar 20, 2015	44	Firm change	Other

Relationships

Registered with (5)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jun 24, 2024 to presentfactForm ADV
→ ALMANACK INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Mar 4, 2016 to Jun 17, 2022factForm ADV
→ GADSDENRegistered adviserregistration: previous registration
Apr 4, 2019 to Dec 31, 2019factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 20, 2015 to Mar 1, 2016factForm ADV
→ GKFO, LLCRegistered adviserregistration: previous registration
Mar 2, 2011 to Feb 4, 2015factForm ADV

Dated events

Occurred
Jun 17, 2022
Advisor changed firm
James William Judge left Almanack Investment Partners for Gadsden (registered 2019-04-04)
Form ADVobserved 4 days ago