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RIA / WealthAdvisor19 years in industry

CHAD ASHTON KASPER

Advisor at RFG ADVISORY, LLC

Tacoma, WA | VESTAVIA HILLS, AL

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Search this name across graphsid dfx:ria:43e7e7bb-3f05-7995-7b32-edea5c0ace94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 7, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 8, 2007
First registration: Dec 7, 2007
Dual registered: no
IAPD individual key: 4847190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Jul 31, 2026	n/a	yes	Tacoma, WA\|VESTAVIA HILLS, AL	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Aug 21, 2026	no	FEDERAL WAY, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Oct 10, 2016	Nov 30, 2016	no	FEDERAL WAY, WA\|OVERLAND PARK, KS	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 9, 2009	Jan 29, 2010	no	ARLINGTON, VA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Apr 11, 2008	Oct 20, 2008	no	BELLEVUE, WA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Dec 7, 2007	Dec 21, 2007	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	RFG ADVISORY, LLC	Aug 21, 2026	Jul 31, 2026	-21	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
E*TRADE CAPITAL MANAGEMENT, LLC	FINANCIAL ENGINES ADVISOR CENTER, LLC	Jan 29, 2010	Oct 10, 2016	2,446	Firm change after gap	Other
STANCORP INVESTMENT ADVISERS, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 20, 2008	Jan 9, 2009	81	Firm change	Other
RUSSELL INVESTMENTS	STANCORP INVESTMENT ADVISERS, INC.	Dec 21, 2007	Apr 11, 2008	112	Firm change	Other

Relationships

Registered with (6)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Aug 21, 2026factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Oct 10, 2016 to Nov 30, 2016factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2009 to Jan 29, 2010factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Apr 11, 2008 to Oct 20, 2008factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Dec 7, 2007 to Dec 21, 2007factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
Chad Ashton Kasper left Edelman Financial Engines for Rfg Advisory, Llc (registered 2026-07-31)
Form ADVobserved 5 days ago