DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• S••••••••• I•••
LINCOLN, NE | DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Aug 25, 2025 | n/a | yes | LINCOLN, NE|DES MOINES, IA | Current employment |
| C•••••• G•••• • C• I•• | Former SEC adviser | Oct 20, 2022 | Aug 1, 2025 | no | SYRACUSE, NY|SYRACUSE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• G•••• • C• I•• | P•••••••• S••••••••• I••• | Aug 1, 2025 | Aug 25, 2025 | 24 | Firm change | Ibd to ibd |
| A••••••• A••••••• S•••••••• L•• | C•••••• G•••• • C• I•• | Oct 20, 2022 | Oct 20, 2022 |
| A••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 1, 2021 | Oct 20, 2022 | no | LINCOLN, NE | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Nov 17, 2020 | Nov 1, 2021 | no | LINCOLN, NE | Previous registration |
| V•••••• C•••••• M••••••••• I••• | Asset manager | Jan 2, 2003 | Nov 23, 2004 | no | CLEVELAND, OH | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| A••••••• A••••••• S••••••• | A••••••• A••••••• S•••••••• L•• | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| V•••••• C•••••• M••••••••• I••• | A••••••• A••••••• S••••••• | Nov 23, 2004 | Nov 17, 2020 | 5,838 | Firm change after gap | Other |