DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Pamela Sue Kenaston

Principal Securities, Inc.BD affiliatedLincoln, Ne dual registrantIAPD 2869716

Feed of 09/15/2026

Also filed as Pamela Sue Frank

At current firm

1 y

since Aug 25, 2025

In the industry

26 y

since Jan 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Principal Securities, Inc. BD affiliated current
since Aug 25, 2025 · Lincoln, Ne
Cadaret Grant & Co Inc former
Oct 20, 2022 to Aug 1, 2025 · Syracuse, Ny
Ameritas Advisory Services, LLC BD affiliated
Nov 1, 2021 to Oct 20, 2022 · Lincoln, Ne
Ameritas Advisory Services former
Nov 17, 2020 to Nov 1, 2021 · Lincoln, Ne
Victory Capital Management Inc. asset manager
Jan 2, 2003 to Nov 23, 2004 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Cadaret Grant & Co Inc to Principal Securities, Inc.
left Aug 1, 2025, registered Aug 25, 2025 (24 days) · Affiliated broker-dealer or bank to another
Ameritas Advisory Services, LLC to Cadaret Grant & Co Inc
left Oct 20, 2022, registered Oct 20, 2022 (0 days) · Affiliated broker-dealer or bank to another
Ameritas Advisory Services to Ameritas Advisory Services, LLC
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
Victory Capital Management Inc. to Ameritas Advisory Services
left Nov 23, 2004, registered Nov 17, 2020 (5838 days) · Other

Signals

Pamela Sue Kenaston left Cadaret Grant & Co Inc for Principal Securities, Inc. (registered 2025-08-25)
Aug 1, 2025 · Advisor changed firm · fact
Pamela Sue Kenaston left Ameritas Advisory Services, Llc for Cadaret Grant & Co Inc (registered 2022-10-20)
Oct 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address