DFX Intelligence

H••••• O• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

H••••• O• S••••

Advisor at M••••• S••••••

Nashville, TN

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Search this name across graphsid dfx:ria:4406085b-1c00-0cfd-4833-91992338c47b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Jun 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 30, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 14, 2025	n/a	yes	Nashville, TN	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 30, 2024	Feb 19, 2025	no	ST. LOUIS, MO\|NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Feb 19, 2025	Apr 14, 2025	54	Firm change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	Sep 24, 2024	Sep 30, 2024

Relationships

Registered with (7)

→ M••••• S••••••Registered adviserregistration: previous registration
Aug 4, 2022 to Sep 24, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 30, 2024 to Feb 19, 2025factForm ADV
→ P•••• F•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2022 to Oct 13, 2022factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
H••••• O• S•••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-04-14)
Form ADVobserved 7 days ago
Occurred
Sep 24, 2024
Advisor changed firm
H••••• O• S•••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2024-09-30)
Form ADVobserved 7 days ago
Occurred
Oct 13, 2022
Advisor changed firm
H••••• O• S•••• left P•••• F•••• W••••• A•••••••• L•• for M••••• S•••••• (registered 2022-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4406085b-1c00-0cfd-4833-91992338c47b
First observed: Jun 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.