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P•••• F•••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P•••• F•••• W••••• A•••••••• L••

CRD 300057

ATLANTA, GA

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Search this name across graphsid dfx:ria:bf5e4c0e-1137-f795-33fe-3bccb1fadc7c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 1
Observed: Dec 12, 2018 to Mar 31, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••• F•••• W••••• A•••••••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $491MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $435M
Private client RAUM: $435MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Z•••••• A•••• M•••••	Certified Financial Planner	ATLANTA, GA	7	15	2	no
B••• R••••• C••••••	Chartered Financial Consultant	ATLANTA, GA	2	14

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• T••• I•••••••••	Owner	E	yes	03/2023	Sep 13, 2023	Apr 24, 2024
M•••••• Z••••••• A••••	MANAGING MEMBER	E	yes	03/2023	Dec 12, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$491M	$430M	14.2%	$289M	19.3%	6	7	0	0

Relationships

Registered with (10)

← J••••• P••• W•••••Advisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← B••••••• D••••• L•••••Advisorregistration: current employment
Apr 10, 2025 to presentfactForm ADV
← J•••••• R••••• M••••••Advisorregistration: current employment
Aug 8, 2024 to presentfactForm ADV
← B••• R••••• C••••••

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
Thomas Edwin Mirth left P•••• F•••• W••••• A•••••••• L•• for Kestra Advisory Services, Llc (registered 2024-06-17)
Form ADVobserved 7 days ago
Occurred
Sep 13, 2023
Control person left
Stephen Jeffrey Diamond (Founder/Managing Partner) no longer on Schedule A of P•••• F•••• W••••• A•••••••• L•• (listed 2023-05-17, absent 2023-09-13)
Form ADVobserved 7 days ago
Occurred
Sep 13, 2023
Control person left
Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of P•••• F•••• W••••• A•••••••• L•• (listed 2023-05-17, absent 2023-09-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf5e4c0e-1137-f795-33fe-3bccb1fadc7c
First observed: Dec 12, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.