DFX Intelligence

Data Factory

K••• B•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

K••• B•••••• B••••••

Advisor at F•••••••• A•••••••• L••

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:441655f9-9a06-5087-9c85-89ab08ac681a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A•••••••• L••	Independent wealth	Apr 23, 2024	n/a	yes	LANCASTER, PA	Current employment
S••••• W••••• M•••••••••	Independent wealth	May 12, 2023	Apr 9, 2024	no	York, PA\|ROCKFORD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M•••••••••	F•••••••• A•••••••• L••	Apr 9, 2024	Apr 23, 2024	14	Firm change	RIA to RIA
D••••• W•••••• L••	S••••• W••••• M•••••••••	Aug 4, 2023	May 12, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
174303:107271:PA:2023-08-04	Aug 4, 2023	May 12, 2023	YORK, PA	Firm change after gap

Relationships

Registered with (3)

→ F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 12, 2023 to Apr 9, 2024factForm ADV
→ D••••• W•••••• L••Registered adviserregistration: previous registration
Jun 1, 2018 to Aug 4, 2023factForm ADV

Dated events

Occurred
Apr 9, 2024
Advisor changed firm
K••• B•••••• B•••••• left S••••• W••••• M••••••••• for F•••••••• A•••••••• L•• (registered 2024-04-23)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2023
Advisor changed firm
K••• B•••••• B•••••• left D••••• W•••••• L•• for S••••• W••••• M••••••••• (registered 2023-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:441655f9-9a06-5087-9c85-89ab08ac681a
First observed: Jun 1, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.