RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• B•••••• B••••••
- F•••••••• A•••••••• L•• independent RIA currentsince Apr 23, 2024 · Lancaster, Pa
- S••••• W••••• M••••••••• independent RIAMay 12, 2023 to Apr 9, 2024 · York, Pa
- D••••• W•••••• L•• formerJun 1, 2018 to Aug 4, 2023 · York, Pa
- S••••• W••••• M••••••••• to F•••••••• A•••••••• L••left Apr 9, 2024, registered Apr 23, 2024 (14 days) · RIA to RIA
- D••••• W•••••• L•• to S••••• W••••• M•••••••••left Aug 4, 2023, registered May 12, 2023 (-84 days) · RIA to RIA · moved with a team
- K••• B•••••• B•••••• left S••••• W••••• M••••••••• for F•••••••• A•••••••• L•• (registered 2024-04-23)Apr 9, 2024 · Advisor changed firm · fact
- K••• B•••••• B•••••• left D••••• W•••••• L•• for S••••• W••••• M••••••••• (registered 2023-05-12)Aug 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address