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RIA / WealthAdvisor19 years in industrynot currently registered

JEFFREY CODY GARCIA

Advisor at VICTORY CAPITAL MANAGEMENT INC.

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:442cb3cd-561d-c723-4ddc-3b3db50951b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VICTORY CAPITAL MANAGEMENT INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 29, 2007
First registration: Aug 30, 2007
Dual registered: no
Other names: CODY GARCIA
IAPD individual key: 5317282

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICTORY CAPITAL MANAGEMENT INC.	Asset manager	Apr 13, 2021	n/a	yes	SAN ANTONIO, TX	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 19, 2020	Apr 6, 2021	no	San Antonio, TX\|San Antonio, TX\|Jacksonville, FL\|Jacksonville, FL	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Sep 11, 2008	Sep 14, 2020	no	BOERNE, TX	Previous registration
WADDELL & REED	Former SEC adviser	Aug 30, 2007	Sep 4, 2008	no	CORPUS CHRISTI, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	VICTORY CAPITAL MANAGEMENT INC.	Apr 6, 2021	Apr 13, 2021	7	Firm change	Other
ADVISORS ASSET MANAGEMENT, INC.	CITIGROUP GLOBAL MARKETS INC.	Sep 14, 2020	Nov 19, 2020	66	Firm change	Other
WADDELL & REED	ADVISORS ASSET MANAGEMENT, INC.	Sep 4, 2008	Sep 11, 2008	7	Firm change	Other

Relationships

Registered with (4)

→ VICTORY CAPITAL MANAGEMENT INC.Registered adviserregistration: current employment
Apr 13, 2021 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 19, 2020 to Apr 6, 2021factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 11, 2008 to Sep 14, 2020factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 30, 2007 to Sep 4, 2008factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Jeffrey Cody Garcia no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)