DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Cody Garcia
Feed of 09/14/2026
Also filed as Cody Garcia
At current firm
5 y
since Apr 13, 2021
In the industry
19 y
since Aug 29, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Apr 13, 2021 · San Antonio, Tx
- Citigroup Global Markets Inc. BD affiliatedNov 19, 2020 to Apr 6, 2021 · San Antonio, Tx
- Advisors Asset Management, Inc. mixed wealthSep 11, 2008 to Sep 14, 2020 · Boerne, Tx
- Waddell & Reed formerAug 30, 2007 to Sep 4, 2008 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- Citigroup Global Markets Inc. to Victory Capital Management Inc.left Apr 6, 2021, registered Apr 13, 2021 (7 days) · Other
- Advisors Asset Management, Inc. to Citigroup Global Markets Inc.left Sep 14, 2020, registered Nov 19, 2020 (66 days) · Other
- Waddell & Reed to Advisors Asset Management, Inc.left Sep 4, 2008, registered Sep 11, 2008 (7 days) · Other
Signals
- Jeffrey Cody Garcia no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address