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Advisor at OSAIC WEALTH, INC.
Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 4, 2026 | n/a | yes | Gilbert, AZ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 8, 2020 | Feb 13, 2026 | no | Gilbert, AZ|Tempe, AZ | Previous registration |
| JUNCTURE WEALTH ADVISORS, LLC | Former SEC adviser | Oct 2, 2020 | Oct 7, 2020 | no | PHOENIX, AZ | Previous registration |
| HAYDEN ROYAL | Former SEC adviser | Feb 14, 2019 | Dec 22, 2020 | no | Gilbert, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Feb 20, 2019 | no | SAN JOSE, CA|CHANDLER, AZ|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|MORGAN HILL, CA|CHANDLER, AZ|SCOTTSDALE, AZ|MESA, AZ|MESA, AZ|MESA, AZ|CHANDLER, AZ|MESA, AZ|MESA, AZ|MESA, AZ|MESA, AZ|CHANDLER, AZ|SCOTTSDALE, AZ|MESA, AZ|SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 12, 2009 | Jan 3, 2011 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SUNNYVALE, CA|SUNNYVALE, CA|MORGAN HILL, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | OSAIC WEALTH, INC. | Feb 13, 2026 | Feb 4, 2026 | -9 | Firm change | Ibd to ibd |
| HAYDEN ROYAL | JUNCTURE WEALTH ADVISORS, LLC | Dec 22, 2020 | Oct 2, 2020 | -81 | Firm change after gap | RIA to new firm |
| JUNCTURE WEALTH ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 7, 2020 | Dec 8, 2020 | 62 | Firm change | Other |
| WELLS FARGO ADVISORS | HAYDEN ROYAL | Feb 20, 2019 | Feb 14, 2019 | -6 | Firm change | Wirehouse to RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |