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C••••••••• J••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

C••••••••• J••• L•••••

Advisor at C• I••••••••• L••

AUBURN, IN | Plano, TX

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Search this name across graphsid dfx:ria:444186c1-f394-dc62-77bb-c2f1f2f3f3e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Oct 10, 2018	n/a	yes	AUBURN, IN\|Plano, TX	Current employment
C•• A•••••••• L••	No RAUM reported	May 17, 2019	Sep 22, 2020	no	AUBURN, IN\|PLANO, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	n/a	Sep 22, 2020	n/a	n/a	Departure no registered destination	Departure
C•• T••••	C• I••••••••• L••	Nov 27, 2018	Oct 10, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
122484:292627:TX:2018-11-27	Nov 27, 2018	Oct 10, 2018	PLANO, TX	Firm change after gap
6413:122484:TX:2015-07-13	Jul 13, 2015	Jan 13, 2005	PLANO, TX	Firm change after gap

Relationships

Registered with (5)

→ C• I••••••••• L••Registered adviserregistration: current employment
Oct 10, 2018 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
→ C•• T••••Registered adviserregistration: previous registration
Jan 13, 2005 to Nov 27, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:444186c1-f394-dc62-77bb-c2f1f2f3f3e7
First observed: Aug 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.