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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

CXI ADVISORS, LLC

CRD 301321

AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d510db07-4466-a0ba-2e98-b6bfccfec514

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 6
On other graphs: 0
Observed: Apr 8, 2019 to Mar 27, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-115248
CRD: 301321
Filings on the tape: 19
First filed: Apr 8, 2019
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: cxiadvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CPF TEXAS	Member	C	yes	10/2018	Apr 8, 2019	Mar 23, 2024
CX INSTITUTIONAL, LLC	Owner	E	yes	03/2019	Apr 8, 2019	Mar 23, 2024
DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011	Member	C	yes	03/2018	Apr 8, 2019	Mar 23, 2024
HEFTY WEALTH PARTNERS	MANAGING MEMBER	D	yes	04/2018	Apr 8, 2019	Mar 23, 2024
HEFTY, DAVID, WAYNE	Trustee	F	yes	12/2011	Apr 8, 2019	Mar 23, 2024
HEFTY, STACY, ELAINE	Trustee	F	yes	12/2011	Apr 8, 2019	Mar 23, 2024
KEHOE, THOMAS, DENNIS	Director	C	yes	02/2018	Apr 8, 2019	Mar 23, 2024
OAK POINT FINANCIAL GROUP	Member	C	yes	04/2018	Apr 8, 2019	Mar 23, 2024
Osting, Kyle, Brandon	CHIEF COMPLIANCE OFFICER	Na	yes	06/2022	Nov 3, 2022	Mar 23, 2024
STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011	Member	C	yes	04/2018	Apr 8, 2019	Mar 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CX INSTITUTIONAL, LLC	n/a	Independent wealth	$4.5B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$0	$0	0	0	0	n/a	n/a
2024	Feb 23, 2025	$0	$0	0	0	0	n/a	n/a
2023	Mar 22, 2024	$0	$0	0	0	0	n/a	n/a
2022	Mar 10, 2023	$0	$0	1	0	0	n/a	n/a
2021	Feb 28, 2022	$0	$0	1	0	0	n/a	n/a
2020	Mar 29, 2021	n/a	n/a	1	0	1	n/a	n/a
2019	Mar 9, 2020	$129M	$61.2M	11	8	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	$0	n/a	0	0	0	0

Relationships

Affiliated with (2)

← CX INSTITUTIONAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ CX INSTITUTIONAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (10)

← CPF TEXASOwnerMEMBER, ownership code C, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV
← HEFTY WEALTH PARTNERSOwnerMANAGING MEMBER, ownership code D, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV
← OAK POINT FINANCIAL GROUPOwnerMEMBER, ownership code C, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV
← CX INSTITUTIONAL, LLCOwnerOWNER, ownership code E, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV
← HEFTY, DAVID, WAYNEOwnerTRUSTEE, ownership code F, individual
Apr 8, 2019 to Mar 23, 2024factForm ADV
← HEFTY, STACY, ELAINEOwnerTRUSTEE, ownership code F, individual
Apr 8, 2019 to Mar 23, 2024factForm ADV
← KEHOE, THOMAS, DENNISOwnerDIRECTOR, ownership code C, individual
Apr 8, 2019 to Mar 23, 2024factForm ADV
← Osting, Kyle, BrandonOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 3, 2022 to Mar 23, 2024factForm ADV
← DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011OwnerMEMBER, ownership code C, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV
← STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011OwnerMEMBER, ownership code C, domestic entity
Apr 8, 2019 to Mar 23, 2024factForm ADV

Registered with (6)

← THOMAS ANDREW KNIPPAAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
← CHRISTOPHER JOEL LIPPERAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
← ADAM BARRETT SPENCEAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
← EDISON BYZYKAAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
← ERIK MARTIN HERSTADAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
← JUSTIN SHELTON GUESSAdvisorregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV

Dated events

Occurred
Mar 22, 2024
Control person left
Thomas John Knowlton (President) no longer on Schedule A of Cxi Advisors, Llc (listed 2023-03-13, absent 2024-03-22)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person left
Allen Scott Bradtmiller (Chief Compliance Officer) no longer on Schedule A of Cxi Advisors, Llc (listed 2022-03-02, absent 2022-11-03)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Control person joined
Brandon Kyle Osting (Chief Compliance Officer) appeared on Schedule A of Cxi Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 9, 2020
Control person left
Malcolm Justin Burse (Chief Compliance Officer) no longer on Schedule A of Cxi Advisors, Llc (listed 2019-11-04, absent 2020-03-09)
Form ADVobserved 5 days ago
Occurred
Mar 9, 2020
Control person joined
Allen Scott Bradtmiller (Chief Compliance Officer) appeared on Schedule A of Cxi Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Apr 8, 2019
First Form ADV filing
Cx Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d510db07-4466-a0ba-2e98-b6bfccfec514
First observed: Apr 8, 2019
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CXI ADVISORS, LLC

CRD 301321

AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d510db07-4466-a0ba-2e98-b6bfccfec514

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CPF TEXAS

Member

yes

10/2018

Apr 8, 2019

Mar 23, 2024

CX INSTITUTIONAL, LLC

Owner

yes

03/2019

Apr 8, 2019

Mar 23, 2024

DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011

Member

yes

03/2018

Apr 8, 2019

Mar 23, 2024

HEFTY WEALTH PARTNERS

MANAGING MEMBER

yes

04/2018

Apr 8, 2019

Mar 23, 2024

HEFTY, DAVID, WAYNE

Trustee

yes

12/2011

Apr 8, 2019

Mar 23, 2024

HEFTY, STACY, ELAINE

Trustee

yes

12/2011

Apr 8, 2019

Mar 23, 2024

KEHOE, THOMAS, DENNIS

Director

yes

02/2018

Apr 8, 2019

Mar 23, 2024

OAK POINT FINANCIAL GROUP

Member

yes

04/2018

Apr 8, 2019

Mar 23, 2024

Osting, Kyle, Brandon

CHIEF COMPLIANCE OFFICER

yes

06/2022

Nov 3, 2022

Mar 23, 2024

STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011

Member

yes

04/2018

Apr 8, 2019

Mar 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CX INSTITUTIONAL, LLC

n/a

Independent wealth

$4.5B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

n/a

2024

Feb 23, 2025

n/a

2023

Mar 22, 2024

n/a

2022

Mar 10, 2023

n/a

2021

Feb 28, 2022

n/a

2020

Mar 29, 2021

n/a

2019

Mar 9, 2020

$129M

$61.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a