M•••• A• S••••

Advisor at C•••••• C••••••• L••

NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:444ebdc4-edc6-48f4-1785-259da041df65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••••• L••	Independent wealth	Aug 21, 2019	n/a	yes	NEEDHAM, MA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 23, 2018	Jun 4, 2019	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•••••• C••••••• L••	Jun 4, 2019	Aug 21, 2019	78	Firm change	Ibd to RIA
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Jul 17, 2018	Jul 23, 2018

Relationships

Registered with (4)

→ C•••••• C••••••• L••Registered adviserregistration: current employment
Aug 21, 2019 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2018 to Jun 4, 2019factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 8, 2016 to Jul 17, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:444ebdc4-edc6-48f4-1785-259da041df65
First observed: Dec 22, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.