RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Designations
- CLTCreportedcommonsllc.comas printed on the bio page, Sep 16, 2026
- Professional profile
- commonsllc.com/ourpeople/malik-smithreportedcommonsllc.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• C••••••• L•• independent RIA currentsince Aug 21, 2019 · Needham, Ma
- R•••••• J•••• • A••••••••• I••• national BDJul 23, 2018 to Jun 4, 2019 · Boston, Ma
- M••••• S•••••• wirehouseMar 8, 2016 to Jul 17, 2018 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 22, 2010 to Dec 11, 2012 · Wellesley Hills, Ma
- R•••••• J•••• • A••••••••• I••• to C•••••• C••••••• L••left Jun 4, 2019, registered Aug 21, 2019 (78 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Jul 17, 2018, registered Jul 23, 2018 (6 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Dec 11, 2012, registered Mar 8, 2016 (1183 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address