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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ANDREW SCOTT TIMSON

Advisor at LPL FINANCIAL LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:44739fc9-3675-6446-8dc9-6d34a5790d69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jul 15, 2013
First registration: Jul 16, 2013
Dual registered: yes, broker-dealer
Other names: ANDY SCOTT TIMSON
IAPD individual key: 6074239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2025	n/a	yes	CHICAGO, IL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Oct 21, 2016	Jan 23, 2025	no	CHICAGO, IL\|Elmhurst, IL	Previous registration
GREAT LAKES ADVISORS, LLC	Other adviser	Mar 24, 2015	Nov 15, 2016	no	CHICAGO, IL	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Jul 16, 2013	Apr 24, 2015	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
GREAT LAKES ADVISORS, LLC	WINTRUST INVESTMENTS	Nov 15, 2016	Oct 21, 2016	-25	Channel change	Other
WINTRUST INVESTMENTS	GREAT LAKES ADVISORS, LLC	Apr 24, 2015	Mar 24, 2015	-31	Channel change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Oct 21, 2016 to Jan 23, 2025factForm ADV
→ GREAT LAKES ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 24, 2015 to Nov 15, 2016factForm ADV

Dated events

No dated event names this entity yet.