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Registered advisor
A••••• S•••• T•••••
Feed of 09/14/2026
Also filed as Andy S•••• T•••••
At current firm
1 y
since Jan 23, 2025
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Chicago, Il
- W••••••• I••••••••• formerOct 21, 2016 to Jan 23, 2025 · Chicago, Il
- G•••• L•••• A•••••••• L•• otherMar 24, 2015 to Nov 15, 2016 · Chicago, Il
- W••••••• I••••••••• formerJul 16, 2013 to Apr 24, 2015 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W••••••• I••••••••• to L•• F•••••••• L••left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- G•••• L•••• A•••••••• L•• to W••••••• I•••••••••left Nov 15, 2016, registered Oct 21, 2016 (-25 days) · channel change inside one enterprise, not a move
- W••••••• I••••••••• to G•••• L•••• A•••••••• L••left Apr 24, 2015, registered Mar 24, 2015 (-31 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address