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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WILLIS JOHNSON WEALTH

WILLIS JOHNSON WEALTH, INC., CRD 119759

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44741a94-ede4-cbd3-5280-a2ca8b77ffac

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 16
On other graphs: 0
Observed: Mar 29, 2012 to Aug 20, 2026
72 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-08-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 29
RAUM per advisor: $63.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 41
Advisory employees: 21
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,742
Individual clients: 486
High net worth clients: 92
Custody, client assets: $954M
SEC number: 801-66191
CRD: 119759
Filings on the tape: 72
First filed: Mar 29, 2012
Latest filed: Aug 20, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 30

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIS ANTHONY JOHNSON	Certified Financial Planner	HOUSTON, TX	29	43	1	no
ROBERT WILLIAM LOWERRE	n/a	HOUSTON, TX	16	22	n/a	no
NICHOLAS JOHNSON	Certified Financial Planner\|Chartered Financial Analyst	HOUSTON, TX	14	19	n/a	no
ALEXIS CATHRYN LONG	Certified Financial Planner	HOUSTON, TX	11	12	n/a	no
JOHN KENNETH SIEGEL	Certified Financial Planner	HOUSTON, TX	7	10	n/a	no
Brandon Shane Young	Certified Financial Planner	HOUSTON, TX	7	18	2	no
HESTER REBEKAH BROAD	Certified Financial Planner	HOUSTON, TX	6	18	4	no
Sarah Gilligan Sikorski	Certified Financial Planner	HOUSTON, TX	6	12	n/a	no
Mitchell LeRoy	Certified Financial Planner	HOUSTON, TX	5	17	n/a	no
Adrian Gomez	n/a	HOUSTON, TX	3	12	n/a	no
Hunter Anguiano	n/a	HOUSTON, TX	2	10	n/a	no
Abigail Nicole Carrell	Certified Financial Planner	HOUSTON, TX	2	12	n/a	no
Cameron Anthony Sauer	Certified Financial Planner	HOUSTON, TX	2	22	1	no
Xianyuan Hoover	Chartered Financial Analyst	HOUSTON, TX	1	10	n/a	no
Yerassyl Almatyli Sundetbayev	Certified Financial Planner	HOUSTON, TX	1	10	2	no
Abrin Angelus Berkemeyer	Certified Financial Planner	HOUSTON, TX	1	19	3	no
JEFFREY EARL RILEY	Certified Financial Planner	HOUSTON, TX	1	22	3	no
Jacob Wesley Hansink	n/a	HOUSTON, TX	1	14	n/a	no
Karlee Anna Davis	n/a	HOUSTON, TX	1	11	n/a	no
Cody Lowell Bangerter	n/a	HOUSTON, TX	1	11	n/a	no
Alicea Selene Hoffman	n/a	HOUSTON, TX	0	10	1	no
Makemma Cockrell Wolff	Certified Financial Planner	HOUSTON, TX	0	11	2	no
Luke Wuthrich	Certified Financial Planner	HOUSTON, TX	0	12	1	no
TYLER GARRETT LEAL	Certified Financial Planner	HOUSTON, TX	0	15	3	no
Rudy Villa	Certified Financial Planner	HOUSTON, TX	0	14	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, NICHOLAS	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER	Na	yes	02/2014	Aug 20, 2026	Aug 20, 2026
JOHNSON, WILLIS, ANTHONY	FOUNDER, EXECUTIVE CHAIRMAN, CHIEF FINANCIAL OFFICER	C	yes	07/1996	Aug 20, 2026	Aug 20, 2026
W&PJ EQUITY I TRUST	Owner	A	yes	01/2020	Aug 20, 2026	Aug 20, 2026
W&PJ EQUITY II TRUST	Owner	A	yes	01/2020	Aug 20, 2026	Aug 20, 2026
JOHNSON, NICHOLAS	Trustee	F	yes	01/2020	Mar 10, 2014	Dec 13, 2024
JOHNSON, WILLIS, ANTHONY	Trustee	F	yes	01/2020	Mar 29, 2012	Dec 13, 2024
JOHNSON, WILLIS, ANTHONY	Trustee	F	yes	01/2020	Mar 29, 2012	Dec 13, 2024
NICHOLAS A. JOHNSON QUALIFIED SUBCHAPTER S TRUST	Owner	C	yes	01/2020	Mar 10, 2020	Dec 13, 2024
LONG, ALEXIS, CATHRYN	MANAGING DIRECTOR, WEALTH MANAGEMENT	A	no	01/2020	Aug 20, 2026	Aug 20, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$1.9B	$1.8B	41	21	0	n/a	n/a
2024	Mar 27, 2025	$1.4B	$1.3B	36	16	0	n/a	n/a
2023	Mar 27, 2024	$1.2B	$1.1B	32	18	0	n/a	n/a
2022	Mar 13, 2023	$894M	$849M	27	13	0	n/a	n/a
2021	Mar 9, 2022	$915M	$877M	19	13	0	n/a	n/a
2020	Mar 24, 2021	$722M	$703M	16	10	0	n/a	n/a
2019	Mar 10, 2020	$672M	$583M	14	8	0	n/a	n/a
2018	Feb 25, 2019	$506M	$465M	14	8	0	n/a	n/a
2017	Feb 13, 2018	$496M	$461M	13	7	0	n/a	n/a
2016	Feb 27, 2017	$364M	$356M	13	7	n/a	n/a	n/a
2015	Mar 7, 2016	$312M	$305M	13	7	n/a	n/a	n/a
2014	Mar 16, 2015	$303M	$294M	13	6	n/a	n/a	n/a
2013	Mar 10, 2014	$261M	$252M	11	6	n/a	n/a	n/a
2012	Mar 27, 2013	$350M	$336M	13	6	n/a	n/a	n/a
2011	Mar 29, 2012	$280M	$269M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	3	6	10.3%	3	0	0	15	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.4B	30.4%	$894M	27.5%	41	36	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FSC SECURITIES CORPORATION	2	Apr 26, 2016	Dec 11, 2013	HOUSTON, TX	Team lift out	Other	0.4%

Relationships

Registered with (54)

← Zachary Paul TassinAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Nicholas CasanovaAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← Jonathan William PartridgeAdvisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← Mikelyn Marie GranatoAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Rudy VillaAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← TYLER GARRETT LEALAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Luke WuthrichAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Makemma Cockrell WolffAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← Alicea Selene HoffmanAdvisorregistration: current employment
Oct 6, 2025 to presentfactForm ADV
← Cody Lowell BangerterAdvisorregistration: current employment
Sep 15, 2025 to presentfactForm ADV
← Karlee Anna DavisAdvisorregistration: current employment
Jul 31, 2025 to presentfactForm ADV
← Jacob Wesley HansinkAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← JEFFREY EARL RILEYAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← Abrin Angelus BerkemeyerAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← Yerassyl Almatyli SundetbayevAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← Xianyuan HooverAdvisorregistration: current employment
Oct 11, 2024 to presentfactForm ADV
← Cameron Anthony SauerAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← Abigail Nicole CarrellAdvisorregistration: current employment
Apr 19, 2024 to presentfactForm ADV
← Hunter AnguianoAdvisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← Adrian GomezAdvisorregistration: current employment
Sep 23, 2022 to presentfactForm ADV
← Mitchell LeRoyAdvisorregistration: current employment
Nov 20, 2020 to presentfactForm ADV
← Sarah Gilligan SikorskiAdvisorregistration: current employment
Aug 17, 2020 to presentfactForm ADV
← HESTER REBEKAH BROADAdvisorregistration: current employment
Jul 30, 2020 to presentfactForm ADV
← Brandon Shane YoungAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← JOHN KENNETH SIEGELAdvisorregistration: current employment
Oct 22, 2018 to presentfactForm ADV
← ALEXIS CATHRYN LONGAdvisorregistration: current employment
Mar 20, 2015 to presentfactForm ADV
← NICHOLAS JOHNSONAdvisorregistration: current employment
Nov 18, 2011 to presentfactForm ADV
← ROBERT WILLIAM LOWERREAdvisorregistration: current employment
Apr 29, 2010 to presentfactForm ADV
← WILLIS ANTHONY JOHNSONAdvisorregistration: current employment
Sep 30, 1996 to presentfactForm ADV
← Logan T MulloyAdvisorregistration: previous registration
Mar 15, 2023 to May 29, 2026factForm ADV
and 24 more

Controls (5)

← JOHNSON, WILLIS, ANTHONYOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Dec 13, 2024factForm ADV
← JOHNSON, NICHOLASOwnerTRUSTEE, ownership code F, individual
Mar 10, 2014 to Dec 13, 2024factForm ADV
← NICHOLAS A. JOHNSON QUALIFIED SUBCHAPTER S TRUSTOwnerOWNER, ownership code C, domestic entity
Mar 10, 2020 to Dec 13, 2024factForm ADV
← W&PJ EQUITY I TRUSTOwnerOWNER, ownership code A, domestic entity
Mar 10, 2020 to Dec 13, 2024factForm ADV
← W&PJ EQUITY II TRUSTOwnerOWNER, ownership code A, domestic entity
Mar 10, 2020 to Dec 13, 2024factForm ADV

Owns (1)

← LONG, ALEXIS, CATHRYNOwnerDIRECTOR OF WEALTH MANAGEMENT, ownership code A, individual
Mar 10, 2020 to Dec 13, 2024factForm ADV

Moved with (1)

← FSC SECURITIES CORPORATIONRegistered adviser2 advisors, team lift out, same day
Apr 26, 2016 to Dec 11, 2013factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 29, 2026
Advisor changed firm
Logan T Mulloy left Willis Johnson Wealth for Raymond James & Associates, Inc. (registered 2026-07-13)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2026
Regulatory AUM changed
Willis Johnson Wealth reported RAUM $1.9B, up 30% from $1.4B (2026-01-22 to 2026-03-25)
Form ADVobserved 4 days ago
$432M
Occurred
Mar 19, 2026
Advisor changed firm
Ryan Matthew Mcdonald left Willis Johnson Wealth for United Capital Financial Advisors (registered 2026-04-06)
Form ADVobserved 4 days ago
Occurred
Feb 17, 2026
Advisor changed firm
Andrew Horst Calhoun left Willis Johnson Wealth for Sequoia Financial Group, L.L.C. (registered 2026-02-24)
Form ADVobserved 4 days ago
Occurred
Aug 21, 2025
Advisor changed firm
Megan Lee Cline left Willis Johnson Wealth for Financial Synergies (registered 2025-09-11)
Form ADVobserved 4 days ago
Occurred
Jun 11, 2025
Advisor changed firm
John Alexander Geresi left Willis Johnson Wealth for Rhame & Gorrell Wealth Management (registered 2025-09-17)
Form ADVobserved 4 days ago
Occurred
May 12, 2025
Advisor changed firm
Tyson Enrique Thomas left Willis Johnson Wealth for Ameriprise Financial Services, Llc (registered 2025-05-27)
Form ADVobserved 4 days ago
Occurred
May 9, 2025
Advisor changed firm
Austin Hilscher left Willis Johnson Wealth for Bogart Wealth, Llc (registered 2025-06-17)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2025
Advisor changed firm
Steven Chambers left Willis Johnson Wealth for Creative Planning (registered 2025-02-27)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2024
Advisor changed firm
Odaro Eric Aisueni left Willis Johnson Wealth for Plancorp, Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Willis Johnson Wealth reported RAUM $1.2B, up 31% from $894.2M (2024-01-30 to 2024-03-27)
Form ADVobserved 4 days ago
$273M
Occurred
Feb 20, 2023
Advisor changed firm
Glen Alan Rives left Willis Johnson Wealth for Bakeravenue (registered 2023-06-22)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2022
Regulatory AUM changed
Willis Johnson Wealth reported RAUM $914.9M, up 27% from $721.9M (2021-11-30 to 2022-03-09)
Form ADVobserved 4 days ago
$193M
Occurred
Mar 10, 2020
Regulatory AUM changed
Willis Johnson Wealth reported RAUM $672.4M, up 44% from $467.4M (2020-01-06 to 2020-03-10)
Form ADVobserved 4 days ago
$205M
Occurred
Feb 13, 2018
Regulatory AUM changed
Willis Johnson Wealth reported RAUM $496.3M, up 36% from $364.2M (2017-02-27 to 2018-02-13)
Form ADVobserved 4 days ago
$132M

Show 1 bookkeeping events

Occurred
Sep 15, 2026
Bethanie Anne Baker registered as an investment adviser representative at Willis Johnson Wealth

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44741a94-ede4-cbd3-5280-a2ca8b77ffac
First observed: Mar 29, 2012
Last observed: Aug 20, 2026 30 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIS JOHNSON WEALTH

WILLIS JOHNSON WEALTH, INC., CRD 119759

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44741a94-ede4-cbd3-5280-a2ca8b77ffac

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIS ANTHONY JOHNSON

Certified Financial Planner

HOUSTON, TX

ROBERT WILLIAM LOWERRE

n/a

HOUSTON, TX

n/a

NICHOLAS JOHNSON

Certified Financial Planner|Chartered Financial Analyst

HOUSTON, TX

n/a

ALEXIS CATHRYN LONG

Certified Financial Planner

HOUSTON, TX

n/a

JOHN KENNETH SIEGEL

Certified Financial Planner

HOUSTON, TX

n/a

Brandon Shane Young

Certified Financial Planner

HOUSTON, TX

HESTER REBEKAH BROAD

Certified Financial Planner

HOUSTON, TX

Sarah Gilligan Sikorski

Certified Financial Planner

HOUSTON, TX

n/a

Mitchell LeRoy

Certified Financial Planner

HOUSTON, TX

n/a

Adrian Gomez

n/a

HOUSTON, TX

n/a

Hunter Anguiano

n/a

HOUSTON, TX

n/a

Abigail Nicole Carrell

Certified Financial Planner

HOUSTON, TX

n/a

Cameron Anthony Sauer

Certified Financial Planner

HOUSTON, TX

Xianyuan Hoover

Chartered Financial Analyst

HOUSTON, TX

n/a

Yerassyl Almatyli Sundetbayev

Certified Financial Planner

HOUSTON, TX

Abrin Angelus Berkemeyer

Certified Financial Planner

HOUSTON, TX

JEFFREY EARL RILEY

Certified Financial Planner

HOUSTON, TX

Jacob Wesley Hansink

n/a

HOUSTON, TX

n/a

Karlee Anna Davis

n/a

HOUSTON, TX

n/a

Cody Lowell Bangerter

n/a

HOUSTON, TX

n/a

Alicea Selene Hoffman

n/a

HOUSTON, TX

Makemma Cockrell Wolff

Certified Financial Planner

HOUSTON, TX

Luke Wuthrich

Certified Financial Planner

HOUSTON, TX

TYLER GARRETT LEAL

Certified Financial Planner

HOUSTON, TX

Rudy Villa

Certified Financial Planner

HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, NICHOLAS

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER

yes

02/2014

Aug 20, 2026

JOHNSON, WILLIS, ANTHONY

FOUNDER, EXECUTIVE CHAIRMAN, CHIEF FINANCIAL OFFICER

yes

07/1996

Aug 20, 2026

W&PJ EQUITY I TRUST

Owner

yes

01/2020

Aug 20, 2026

W&PJ EQUITY II TRUST

Owner

yes

01/2020

Aug 20, 2026

JOHNSON, NICHOLAS

Trustee

yes

01/2020

Mar 10, 2014

Dec 13, 2024

JOHNSON, WILLIS, ANTHONY

Trustee

yes

01/2020

Mar 29, 2012

Dec 13, 2024

JOHNSON, WILLIS, ANTHONY

Trustee

yes

01/2020

Mar 29, 2012

Dec 13, 2024

NICHOLAS A. JOHNSON QUALIFIED SUBCHAPTER S TRUST

Owner

yes

01/2020

Mar 10, 2020

Dec 13, 2024

LONG, ALEXIS, CATHRYN

MANAGING DIRECTOR, WEALTH MANAGEMENT

01/2020

Aug 20, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$1.9B

$1.8B

n/a

2024

Mar 27, 2025

$1.4B

$1.3B

n/a

2023

Mar 27, 2024

$1.2B

$1.1B

n/a

2022

Mar 13, 2023

$894M

$849M

n/a

2021

Mar 9, 2022

$915M

$877M

n/a

2020

Mar 24, 2021

$722M

$703M

n/a

2019

Mar 10, 2020

$672M

$583M

n/a

2018

Feb 25, 2019

$506M

$465M

n/a

2017

Feb 13, 2018

$496M

$461M

n/a

2016

Feb 27, 2017

$364M

$356M

n/a

2015

Mar 7, 2016

$312M

$305M

n/a

2014

Mar 16, 2015

$303M

$294M

n/a

2013

Mar 10, 2014

$261M

$252M

n/a

2012

Mar 27, 2013

$350M

$336M

n/a

2011

Mar 29, 2012

$280M

$269M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.4B

30.4%

$894M

27.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FSC SECURITIES CORPORATION

Apr 26, 2016

Dec 11, 2013

HOUSTON, TX

Team lift out

Other

0.4%