DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Willis Johnson Wealth

Independent wealth managerHouston, TexasCRD 119759SEC 801-66191websiteIAPD
Legal name Willis Johnson Wealth, Inc.
Latest filing Aug 20, 2026
First filing on the tape Mar 29, 2012 · 72 filings
SEC status approved since Feb 9, 2006
RAUM
$1.9B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$1.8B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$63.9M
derived; firm RAUM over IAPD count
Employees
41
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$1.9B as of Aug 20, 2026
Mar 29, 2012$280M then
HNW client RAUM$723M as of Aug 20, 2026
Feb 13, 2018$470M then
State-registered IARs (5.B.3)25 as of Aug 20, 2026
Mar 27, 20136 then
Employees (5.A)41 as of Aug 20, 2026
Mar 27, 201313 then
Private funds: no history
RAUM +30% over the last fiscal year+27% a year over threeIARs 23 to 25
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$61.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
19derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.9MderivedHNW RAUM over HNW clients
Average account
$675,380derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
30.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+8.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$954M, 488 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.1B61%
  • High-net-worth individuals$723M39%
  • Corporations and businesses$3.0M0.2%
  • Charitable organizations$1.9M0.1%
Individual clients
486reported
HNW clients
92reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
2,742reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$954M for 488 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Willis Anthony JohnsonCertified Financial PlannerHouston, TxSep 30, 199643 y1
Robert William LowerreHouston, TxApr 29, 201022 y0
Nicholas JohnsonCertified Financial Planner, Chartered Financial AnalystHouston, TxNov 18, 201119 y0
Alexis Cathryn LongCertified Financial PlannerHouston, TxMar 20, 201512 y0
John Kenneth SiegelCertified Financial PlannerHouston, TxOct 22, 201810 y0
Brandon Shane YoungCertified Financial PlannerHouston, TxJun 27, 201918 y2
Hester Rebekah BroadCertified Financial PlannerHouston, TxJul 30, 202018 y4
Sarah Gilligan SikorskiCertified Financial PlannerHouston, TxAug 17, 202012 y0
Mitchell LeroyCertified Financial PlannerHouston, TxNov 20, 202017 y0
Adrian GomezHouston, TxSep 23, 202212 y0
Hunter AnguianoHouston, TxJan 8, 202410 y0
Abigail Nicole CarrellCertified Financial PlannerHouston, TxApr 19, 202412 y0
Cameron Anthony SauerCertified Financial PlannerHouston, TxMay 22, 202422 y1
Xianyuan HooverChartered Financial AnalystHouston, TxOct 11, 202410 y0
Yerassyl Almatyli SundetbayevCertified Financial PlannerHouston, TxJan 23, 202510 y2
Abrin Angelus BerkemeyerCertified Financial PlannerHouston, TxMay 21, 202519 y3
Jeffrey Earl RileyCertified Financial PlannerHouston, TxMay 27, 202522 y3
Jacob Wesley HansinkHouston, TxJul 10, 202514 y0
Karlee Anna DavisHouston, TxJul 31, 202511 y0
Cody Lowell BangerterHouston, TxSep 15, 202511 y0
Alicea Selene HoffmanHouston, TxOct 6, 202510 y1
Makemma Cockrell WolffCertified Financial PlannerHouston, TxOct 10, 202511 y2
Luke WuthrichCertified Financial PlannerHouston, TxMar 30, 202612 y1
Tyler Garrett LealCertified Financial PlannerHouston, TxApr 8, 202615 y3
Rudy VillaCertified Financial PlannerHouston, TxJun 1, 202614 y6
Mikelyn Marie GranatoHouston, TxJun 4, 202610 y2
Jonathan William PartridgeHouston, TxJun 5, 202610 y0
Nicholas CasanovaCertified Financial PlannerHouston, TxAug 14, 202613 y1
Zachary Paul TassinHouston, TxSep 1, 202612 y1
Bethanie Anne BakerHouston, TxSep 15, 202610 y2
Advisor movement
3 left, 9 joined in 12 months
net +6 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 10% of current headcount10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Nicholas Johnson · Chief Executive Officer, Chief Compliance Officer, Chief Investment Officercontrol
      since 02/2014 · owns less than 5%
    • Anthony Willis Johnson · Founder, Executive Chairman, Chief Financial Officercontrol
      since 07/1996 · owns 25% to 50%
    • Nicholas Johnson · Trusteecontrol
      since 01/2020 · owns F of Nicholas A. Johnson Qualified Subchapter S Trust
    • Anthony Willis Johnson · Trusteecontrol
      since 01/2020 · owns F of W&Pj Equity II Trust
    • Anthony Willis Johnson · Trusteecontrol
      since 01/2020 · owns F of W&Pj Equity I Trust
    • Cathryn Alexis Long · Managing Director, Wealth Management
      since 01/2020 · owns 5% to 10%
    Entity owners
    • Nicholas A. Johnson Qualified Subchapter S Trust · Owner
      direct · owns 25% to 50%
    • W&Pj Equity I Trust · Owner
      direct · owns 5% to 10%
    • W&Pj Equity II Trust · Owner
      direct · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal30103
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Legal name · WILLIS JOHNSON & ASSOCIATES, INC. to WILLIS JOHNSON WEALTH, INC.
      Apr 16, 2026 to Aug 20, 2026
    • Business name · WILLIS JOHNSON & ASSOCIATES, INC. to WILLIS JOHNSON WEALTH
      Mar 25, 2026 to Apr 16, 2026
    • Accounts · 2,377 to 2,742
      Jan 22, 2026 to Mar 25, 2026
    • Advisory employees · 16 to 21
      Jan 22, 2026 to Mar 25, 2026
    • HNW clients · 67 to 92
      Jan 22, 2026 to Mar 25, 2026
    • Individual clients · 449 to 486
      Jan 22, 2026 to Mar 25, 2026
    • Assets in custody · $732M to $954M
      Jan 22, 2026 to Mar 25, 2026
    • Employees · 36 to 41
      Jan 22, 2026 to Mar 25, 2026
    • State-registered IARs · 23 to 25
      Jan 22, 2026 to Mar 25, 2026
    • Discretionary RAUM · $1.3B to $1.8B
      Jan 22, 2026 to Mar 25, 2026
    • HNW RAUM · $495M to $723M
      Jan 22, 2026 to Mar 25, 2026
    • Individual RAUM · $919M to $1.1B
      Jan 22, 2026 to Mar 25, 2026
    • Non-discretionary RAUM · $97.6M to $88.2M
      Jan 22, 2026 to Mar 25, 2026
    • RAUM · $1.4B to $1.9B
      Jan 22, 2026 to Mar 25, 2026
    • Accounts · 2,103 to 2,377
      Dec 13, 2024 to Mar 27, 2025
    • Advisory employees · 21 to 16
      Dec 13, 2024 to Mar 27, 2025
    • Charity clients · 1.0 to unset
      Dec 13, 2024 to Mar 27, 2025
    • Corporate clients · 1.0 to unset
      Dec 13, 2024 to Mar 27, 2025
    • HNW clients · 51 to 67
      Dec 13, 2024 to Mar 27, 2025
    • Individual clients · 413 to 449
      Dec 13, 2024 to Mar 27, 2025
    • Assets in custody · unset to 731720667.0
      Dec 13, 2024 to Mar 27, 2025
    • Custody of client assets · false to true
      Dec 13, 2024 to Mar 27, 2025
    • Employees · 35 to 36
      Dec 13, 2024 to Mar 27, 2025
    • Financial planning clients · 251-500 to 251-500
      Dec 13, 2024 to Mar 27, 2025
    • State-registered IARs · 22 to 23
      Dec 13, 2024 to Mar 27, 2025
    • Discretionary RAUM · $1.1B to $1.3B
      Dec 13, 2024 to Mar 27, 2025
    • HNW RAUM · $357M to $495M
      Dec 13, 2024 to Mar 27, 2025
    • Individual RAUM · $804M to $919M
      Dec 13, 2024 to Mar 27, 2025
    • Non-discretionary RAUM · $76.9M to $97.6M
      Dec 13, 2024 to Mar 27, 2025
    • RAUM · $1.2B to $1.4B
      Dec 13, 2024 to Mar 27, 2025
    • Advisory employees · 20 to 21
      Nov 6, 2024 to Dec 13, 2024
    • Employees · 34 to 35
      Nov 6, 2024 to Dec 13, 2024
    • State-registered IARs · 21 to 22
      Nov 6, 2024 to Dec 13, 2024
    • Advisory employees · 19 to 20
      Oct 3, 2024 to Oct 29, 2024
    • Employees · 33 to 34
      Oct 3, 2024 to Oct 29, 2024
    • State-registered IARs · 20 to 21
      Oct 3, 2024 to Oct 29, 2024
    • Advisory employees · 18 to 19
      May 10, 2024 to May 23, 2024
    • Employees · 32 to 33
      May 10, 2024 to May 23, 2024
    • State-registered IARs · 19 to 20
      May 10, 2024 to May 23, 2024
    • Advisory employees · 17 to 18
      Apr 14, 2024 to May 10, 2024
    Signals
    16 dated events
    • Bethanie Anne Baker registered as an investment adviser representative at Willis Johnson Wealth
      Sep 15, 2026 · Advisor registered · fact
    • Logan T Mulloy left Willis Johnson Wealth for Raymond James & Associates, Inc. (registered 2026-07-13)
      May 29, 2026 · Advisor changed firm · fact
    • Willis Johnson Wealth reported RAUM $1.9B, up 30% from $1.4B (2026-01-22 to 2026-03-25)
      Mar 25, 2026 · RAUM change · derived
    • Ryan Matthew Mcdonald left Willis Johnson Wealth for United Capital Financial Advisors (registered 2026-04-06)
      Mar 19, 2026 · Advisor changed firm · fact
    • Andrew Horst Calhoun left Willis Johnson Wealth for Sequoia Financial Group, L.L.C. (registered 2026-02-24)
      Feb 17, 2026 · Advisor changed firm · fact
    • Megan Lee Cline left Willis Johnson Wealth for Financial Synergies (registered 2025-09-11)
      Aug 21, 2025 · Advisor changed firm · fact
    • John Alexander Geresi left Willis Johnson Wealth for Rhame & Gorrell Wealth Management (registered 2025-09-17)
      Jun 11, 2025 · Advisor changed firm · fact
    • Tyson Enrique Thomas left Willis Johnson Wealth for Ameriprise Financial Services, Llc (registered 2025-05-27)
      May 12, 2025 · Advisor changed firm · fact
    • Austin Hilscher left Willis Johnson Wealth for Bogart Wealth, Llc (registered 2025-06-17)
      May 9, 2025 · Advisor changed firm · fact
    • Steven Chambers left Willis Johnson Wealth for Creative Planning (registered 2025-02-27)
      Feb 24, 2025 · Advisor changed firm · fact
    • Odaro Eric Aisueni left Willis Johnson Wealth for Plancorp, Llc (registered 2025-12-10)
      Oct 29, 2024 · Advisor changed firm · fact
    • Willis Johnson Wealth reported RAUM $1.2B, up 31% from $894.2M (2024-01-30 to 2024-03-27)
      Mar 27, 2024 · RAUM change · derived
    • Glen Alan Rives left Willis Johnson Wealth for Bakeravenue (registered 2023-06-22)
      Feb 20, 2023 · Advisor changed firm · fact
    • Willis Johnson Wealth reported RAUM $914.9M, up 27% from $721.9M (2021-11-30 to 2022-03-09)
      Mar 9, 2022 · RAUM change · derived
    • Willis Johnson Wealth reported RAUM $672.4M, up 44% from $467.4M (2020-01-06 to 2020-03-10)
      Mar 10, 2020 · RAUM change · derived
    • Willis Johnson Wealth reported RAUM $496.3M, up 36% from $364.2M (2017-02-27 to 2018-02-13)
      Feb 13, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    713-439-1200reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/willis-johnson-&-associatesreportedpublic record, Form ADV, Sep 17, 2026
    Website
    wjohnsonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    713-439-1200reportedpublic record, Form ADV, Aug 20, 2026
    Team page
    wjohnsonwealth.com/our-story/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $63.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026