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RIA / WealthAdvisorCertified Financial Planner43 years in industry

SAM OGRIZOVICH

Advisor at MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MO | Orland Park, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 4, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 4, 1982
First registration: Apr 4, 1995
Dual registered: no
IAPD individual key: 1014708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Apr 25, 2025	n/a	yes	KANSAS CITY, MO\|Orland Park, IL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Apr 26, 2013	no	ORLAND PARK, IL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Mar 18, 2005	Mar 28, 2005	no	SCOTTSDALE, AZ\|ORLAND PARK, IL\|FRANKFORT, IL\|SCOTTSDALE, AZ\|CHICAGO HEIGHTS, IL	Previous registration
OFM WEALTH	Former SEC adviser	Oct 18, 1997	Sep 25, 2025	no	ORLAND PARK, IL\|ORLAND PARK, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 4, 1995	Mar 18, 2005	no	ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OFM WEALTH	CAMBRIDGE INVESTMENT RESEARCH, INC.	Sep 25, 2025	Mar 18, 2005	-7,496	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MODERN WEALTH MANAGEMENT, LLC	Apr 26, 2013	Apr 25, 2025	4,382	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
CETERA ADVISOR NETWORKS LLC	OFM WEALTH	Mar 18, 2005	Oct 18, 1997	-2,708	Firm change after gap	Other

Relationships

Registered with (5)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ OFM WEALTHRegistered adviserregistration: previous registration
Oct 18, 1997 to Sep 25, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Apr 26, 2013factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Mar 18, 2005 to Mar 28, 2005factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 4, 1995 to Mar 18, 2005factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
Sam Ogrizovich left Ofm Wealth for Cambridge Investment Research, Inc. (registered 2005-03-18)
Form ADVobserved 5 days ago