DFX Intelligence

D••••• R••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

D••••• R••••• L••••••

Advisor at M•••••• I•••••••••

East Greenwich, RI

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Search this name across graphsid dfx:ria:44b48cb8-edc7-94b6-6906-94c9740798c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	Mar 1, 2022	n/a	yes	East Greenwich, RI	Current employment
A••••••••• L••	Former SEC adviser	Dec 12, 2017	Mar 30, 2022	no	EAST GREENWICH, RI\|EAST GREENWICH, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	M•••••• I•••••••••	Mar 30, 2022	Mar 1, 2022	-29	Bulk transfer	RIA to RIA
S••••••••• I••••••••• A••••••• L••	W••••••• W••••• M••••••••• L••	Nov 7, 2017	Jan 31, 2017

Relationships

Registered with (6)

→ M•••••• I•••••••••Registered adviserregistration: current employment
Mar 1, 2022 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2017 to Mar 30, 2022factForm ADV
→ S••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 15, 2007 to Nov 7, 2017factForm ADV
→ W••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44b48cb8-edc7-94b6-6906-94c9740798c3
First observed: Jun 15, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.