RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R••••• L••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Mar 1, 2022 · East Greenwich, Ri
- A••••••••• L•• formerDec 12, 2017 to Mar 30, 2022 · East Greenwich, Ri
- W••••••• W••••• M••••••••• L•• state registeredJan 31, 2017 to Feb 2, 2017 · North Kingstown, Ri
- S••••••••• I••••••••• A••••••• L•• i••••••••• wealthMar 15, 2007 to Nov 7, 2017 · Providence, Ri
- L•••••• F•••••••• P•••••••• I••• unclassifiedMay 28, 2004 to Dec 31, 2006 · West Greenwich, Ri
- W•••••• • R••• formerJun 15, 2001 to Jun 26, 2002 · Warwick, Ri
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Mar 1, 2022 (-29 days) · corporate re-registration, not a move
- S••••••••• I••••••••• A••••••• L•• to W••••••• W••••• M••••••••• L••left Nov 7, 2017, registered Jan 31, 2017 (-280 days) · Other
- W••••••• W••••• M••••••••• L•• to A••••••••• L••left Feb 2, 2017, registered Dec 12, 2017 (313 days) · Other
- L•••••• F•••••••• P•••••••• I••• to S••••••••• I••••••••• A••••••• L••left Dec 31, 2006, registered Mar 15, 2007 (74 days) · Other
- W•••••• • R••• to L•••••• F•••••••• P•••••••• I•••left Jun 26, 2002, registered May 28, 2004 (702 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address