DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H••••• C•••••• M•••••••••
LOMBARD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••• C•••••• M••••••••• | Independent wealth | Feb 27, 2026 | n/a | yes | LOMBARD, IL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 12, 2021 | May 30, 2024 | no | OAK BROOK, IL|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | H••••• C•••••• M••••••••• | May 30, 2024 | Feb 27, 2026 | 638 | Firm change after gap | Wirehouse to RIA |
| F•••• T•••• A••••••• L• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 9, 2016 |
| F•••• T•••• A••••••• L• | Asset manager | Jul 25, 2011 | May 9, 2016 | no | WHEATON, IL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 24, 2009 | Dec 22, 2010 | no | GLEN ELLYN, IL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 8, 2005 | May 21, 2007 | no | OAK BROOK, IL|OAK BROOK, IL | Previous registration |
| 1,709 |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | F•••• T•••• A••••••• L• | Dec 22, 2010 | Jul 25, 2011 | 215 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | May 21, 2007 | Mar 24, 2009 | 673 | Firm change after gap | Other |