DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C•••• P• P•••••••

H••••• C•••••• M•••••••••independent RIALombard, IlIA-onlyIAPD 5031423

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Colin Patrick Plunkett

At current firm

0 y

since Feb 27, 2026

In the industry

20 y

since Dec 8, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• C•••••• M••••••••• independent RIA current
since Feb 27, 2026 · Lombard, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 12, 2021 to May 30, 2024 · Oak Brook, Il
F•••• T•••• A••••••• L• asset manager
Jul 25, 2011 to May 9, 2016 · Wheaton, Il
L•• F•••••••• L•• BD affiliated
Mar 24, 2009 to Dec 22, 2010 · Glen Ellyn, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 8, 2005 to May 21, 2007 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••• C•••••• M•••••••••
left May 30, 2024, registered Feb 27, 2026 (638 days) · Wirehouse to independent RIA
F•••• T•••• A••••••• L• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 9, 2016, registered Jan 12, 2021 (1709 days) · Other
L•• F•••••••• L•• to F•••• T•••• A••••••• L•
left Dec 22, 2010, registered Jul 25, 2011 (215 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left May 21, 2007, registered Mar 24, 2009 (673 days) · Other

Signals

C•••• P• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••••• C•••••• M••••••••• (registered 2026-02-27)
May 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address