DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 19, 2026 | n/a | yes | PARAMUS, NJ | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | May 6, 2025 | Aug 3, 2026 | no | Summit, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 3, 2026 | Aug 19, 2026 | 16 | Firm change | Wirehouse to wirehouse |
| D••••••• B••• S••••••••• I••• | J••• M••••• S••••••••• L•• | Dec 20, 2023 | May 6, 2025 |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Oct 11, 2022 | Dec 20, 2023 | no | NEW YORK, NY|Mahwah, NJ | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Oct 12, 2011 | Sep 8, 2022 | no | Port Jefferson, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | Aug 26, 2010 | Aug 30, 2011 | no | BRONXVILLE, NY | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Mar 27, 2007 | Jul 30, 2010 | no | AUDUBON, PA|PHILADELPHIA, PA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 12, 2006 | Jan 17, 2007 | no | CONSHOHOCKEN, PA | Previous registration |
| 503 |
| Firm change after gap |
| RIA to wirehouse |
| C•••••••• G••••• M•••••• I••• | D••••••• B••• S••••••••• I••• | Sep 8, 2022 | Oct 11, 2022 | 33 | Firm change | Ibd to ibd |
| H••• S••••••••• •••• I••• | C•••••••• G••••• M•••••• I••• | Aug 30, 2011 | Oct 12, 2011 | 43 | Firm change | Other |
| P•• W••••• M••••••••• | H••• S••••••••• •••• I••• | Jul 30, 2010 | Aug 26, 2010 | 27 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | P•• W••••• M••••••••• | Jan 17, 2007 | Mar 27, 2007 | 69 | Firm change | Other |