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RIA / WealthAdvisor28 years in industry

HEATHER MARIE HAINES

Advisor at IMA ADVISORY SERVICES, INC.

Wichita, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IMA ADVISORY SERVICES, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 26, 1998
First registration: Jan 11, 2006
Dual registered: no
Other names: HEATHER MARIE HAINES|HEATHER MARIE LEWIS
IAPD individual key: 2516063

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IMA ADVISORY SERVICES, INC.	Mixed wealth	Feb 5, 2014	n/a	yes	Wichita, KS	Current employment
TRUENORTH, INC.	Former SEC adviser	Jun 1, 2012	Mar 3, 2014	no	WICHITA, KS	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Oct 15, 2010	Jun 1, 2012	no	SAN RAFAEL, CA\|WICHITA, KS	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 11, 2006	Oct 26, 2010	no	WICHITA, KS\|WICHITA, KS\|WICHITA, KS\|WICHITA, KS\|WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUENORTH, INC.	IMA ADVISORY SERVICES, INC.	Mar 3, 2014	Feb 5, 2014	-26	Firm change	Other
FINANCIAL TELESIS, INC.	TRUENORTH, INC.	Jun 1, 2012	Jun 1, 2012	0	Firm change	Other
PRINCIPAL SECURITIES, INC.	FINANCIAL TELESIS, INC.	Oct 26, 2010	Oct 15, 2010	-11	Firm change	Other

Relationships

Registered with (4)

→ IMA ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Feb 5, 2014 to presentfactForm ADV
→ TRUENORTH, INC.Registered adviserregistration: previous registration
Jun 1, 2012 to Mar 3, 2014factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jun 1, 2012factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 11, 2006 to Oct 26, 2010factForm ADV

Dated events

No dated event names this entity yet.