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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRUENORTH, INC.

CRD 110198

WICHITA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc62e122-5680-9204-7075-864b8565ffbc

Data as of Dec 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Dec 9, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $387MItem 5.F on the latest filing (2013-12-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $328M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 11
Accounts: 288
SEC number: 801-56776
CRD: 110198
Filings on the tape: 5
First filed: Mar 19, 2012
Latest filed: Dec 9, 2013
Organised: Corporation, Kansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEEVERS, ARNOLD, WILLIAM	SENIOR VICE PRESIDENT, PORTFOLIO MGR, INVESTMENT POLICY COMM. MEMBER	Na	yes	12/2004	Mar 19, 2012	Dec 9, 2013
HORNBECK, MARGARET, ELAINE	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR	Na	yes	07/1999	Mar 19, 2012	Dec 9, 2013
LYNCH, MICHAEL, DEAN	Treasurer	Na	yes	07/1999	Mar 19, 2012	Dec 9, 2013
MIES, CHRISTINE	SENIOR VICE PRESIDENT, OPERATIONS MGR, INVESTMENT POLICY COMMITTEE MEMBER	Na	yes	04/2013	Apr 30, 2013	Dec 9, 2013
POOL, SUSAN, LOUISE	SENIOR VICE PRESIDENT, DIRECTOR	Na	yes	07/1999	Mar 19, 2012	Dec 9, 2013
SCHULTZ, SUE ANN, VOGELGESANG	SECRETARY,GENERAL COUNSEL	Na	yes	07/1999	Mar 19, 2012	Dec 9, 2013
STROHM, DAVID, LEVERNE	PRESIDENT, CEO, CIO, INVESTMENT POLICY COMM. CHAIRMAN, CHAIRMAN OF THE BOARD	Na	yes	07/1999	Mar 19, 2012	Dec 9, 2013
TAYLOR, ROBERT, KEVIN	VICE PRESIDENT, PORTFOLIO MANAGER/SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER	Na	yes	12/2003	Mar 19, 2012	Dec 9, 2013
THE IMA FINANCIAL GROUP, INC.	PARENT CORPORATION	E	yes	03/1985	Mar 19, 2012	Dec 9, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRUENORTH, INC.	n/a	Mixed wealth	$3.9B	Y	yes	n/a
THE IMA FINANCIAL GROUP, INC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 22, 2013	$387M	$328M	14	11	n/a	n/a	n/a
2011	Mar 19, 2012	$402M	$311M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$387M	$402M	-3.7%	n/a	n/a	14	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ IMA ADVISORY SERVICES, INC.Registered adviserbroker-dealer, control, common control
factForm ADV

Controls (9)

← HORNBECK, MARGARET, ELAINEOwnerSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← BEEVERS, ARNOLD, WILLIAMOwnerSENIOR VICE PRESIDENT, PORTFOLIO MGR, INVESTMENT POLICY COMM. MEMBER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← TAYLOR, ROBERT, KEVINOwnerVICE PRESIDENT, PORTFOLIO MANAGER/SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← STROHM, DAVID, LEVERNEOwnerPRESIDENT, CEO, CIO, INVESTMENT POLICY COMM. CHAIRMAN, CHAIRMAN OF THE BOARD, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← MIES, CHRISTINEOwnerSENIOR VICE PRESIDENT, OPERATIONS MGR, INVESTMENT POLICY COMMITTEE MEMBER, ownership code NA, individual
Apr 30, 2013 to presentfactForm ADV
← POOL, SUSAN, LOUISEOwnerSENIOR VICE PRESIDENT, DIRECTOR, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← SCHULTZ, SUE ANN, VOGELGESANGOwnerSECRETARY,GENERAL COUNSEL, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← LYNCH, MICHAEL, DEANOwnerTREASURER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← THE IMA FINANCIAL GROUP, INC.OwnerPARENT CORPORATION, ownership code E, domestic entity
Mar 19, 2012 to presentfactForm ADV

Registered with (12)

← NANCY PAULINE BOWESAdvisorregistration: previous registration
Sep 9, 2008 to Mar 3, 2014factForm ADV
← CHRISTINE MIESAdvisorregistration: previous registration
Dec 5, 2007 to Mar 3, 2014factForm ADV
← HEATHER MARIE HAINESAdvisorregistration: previous registration
Jun 1, 2012 to Mar 3, 2014factForm ADV
← BRIAN DOUGLAS HEINKEAdvisorregistration: previous registration
Aug 26, 2005 to Mar 3, 2014factForm ADV
← SAMANTHA KAY JENKINSAdvisorregistration: previous registration
Mar 22, 2007 to Mar 3, 2014factForm ADV
← SUSAN LOUISE POOLAdvisorregistration: previous registration
Oct 6, 1999 to Mar 3, 2014factForm ADV
← Brendan Arthur OBryhimAdvisorregistration: previous registration
Jun 1, 2012 to Mar 3, 2014factForm ADV
← PHYLLIS DENISE TURKLEAdvisorregistration: previous registration
Nov 23, 2011 to Mar 3, 2014factForm ADV
← DAVID PETER REYNOLDSAdvisorregistration: previous registration
Mar 15, 2010 to Jul 5, 2011factForm ADV
← SARAH MARIE SCHMITZAdvisorregistration: previous registration
Dec 2, 2009 to Apr 1, 2011factForm ADV
← JOSEPH ERNEST HUBBARDAdvisorregistration: previous registration
May 16, 2006 to Apr 16, 2010factForm ADV
← WILLIAM BERKLEY GREINERAdvisorregistration: previous registration
Oct 7, 2003 to Jul 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc62e122-5680-9204-7075-864b8565ffbc
First observed: Mar 19, 2012
Last observed: Dec 9, 2013 155 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUENORTH, INC.

CRD 110198

WICHITA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc62e122-5680-9204-7075-864b8565ffbc

Data as of Dec 9, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEEVERS, ARNOLD, WILLIAM

SENIOR VICE PRESIDENT, PORTFOLIO MGR, INVESTMENT POLICY COMM. MEMBER

yes

12/2004

Mar 19, 2012

Dec 9, 2013

HORNBECK, MARGARET, ELAINE

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR

yes

07/1999

Mar 19, 2012

Dec 9, 2013

LYNCH, MICHAEL, DEAN

Treasurer

yes

07/1999

Mar 19, 2012

Dec 9, 2013

MIES, CHRISTINE

SENIOR VICE PRESIDENT, OPERATIONS MGR, INVESTMENT POLICY COMMITTEE MEMBER

yes

04/2013

Apr 30, 2013

Dec 9, 2013

POOL, SUSAN, LOUISE

SENIOR VICE PRESIDENT, DIRECTOR

yes

07/1999

Mar 19, 2012

Dec 9, 2013

SCHULTZ, SUE ANN, VOGELGESANG

SECRETARY,GENERAL COUNSEL

yes

07/1999

Mar 19, 2012

Dec 9, 2013

STROHM, DAVID, LEVERNE

PRESIDENT, CEO, CIO, INVESTMENT POLICY COMM. CHAIRMAN, CHAIRMAN OF THE BOARD

yes

07/1999

Mar 19, 2012

Dec 9, 2013

TAYLOR, ROBERT, KEVIN

VICE PRESIDENT, PORTFOLIO MANAGER/SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER

yes

12/2003

Mar 19, 2012

Dec 9, 2013

THE IMA FINANCIAL GROUP, INC.

PARENT CORPORATION

yes

03/1985

Mar 19, 2012

Dec 9, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRUENORTH, INC.

n/a

Mixed wealth

$3.9B

yes

n/a

THE IMA FINANCIAL GROUP, INC.

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 22, 2013

$387M

$328M

n/a

2011

Mar 19, 2012

$402M

$311M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$387M

$402M

-3.7%

n/a